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Recorded Webinar: Managing Off-Channel Communications Compliance

The compliance challenge around off-channel communications has moved beyond the familiar narrative of WhatsApp messages on personal phones. Today, the real issue confronting firms has become communication sprawl: conversations occurring across messaging apps, collaboration platforms, social media direct messages, personal email, and even messaging tools embedded within trading and workflow applications. Regulators’ expectations focus on...

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GoldenSource CEO Corrigan Lays Out Three-Year Plan of Change and Innovation

Eighteen months into his stewardship of GoldenSource, chief executive James Corrigan says the company is entering its next phase with a clear, practical three-year plan. Corrigan describes a disciplined approach: decide where the firm will compete, be explicit about what sets it apart, and align the organisation behind a short list of priorities. “If you don’t evolve your business model,...

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RegTech Summit London

Now in its 10th year, RegTech Summit London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to innovate the compliance function and response.

AI in Capital Markets Handbook 2026

AI adoption in capital markets has moved into a more disciplined phase. The priority is now controlled deployment: where AI can be used safely, where it can deliver measurable value, and how outputs can be governed, monitored and evidenced. The 2026 edition of the AI in Capital Markets Handbook examines how AI is being applied...