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WEBINAR
Recorded Webinar: Managing Off-Channel Communications Compliance
The compliance challenge around off-channel communications has moved beyond the familiar narrative of WhatsApp messages on personal phones. Today, the real issue confronting firms has become communication sprawl: conversations occurring across messaging apps, collaboration platforms, social media direct messages, personal email, and even messaging tools embedded within trading and workflow applications. Regulators’ expectations focus on...
BLOG
Ondo Finance Backs SEC’s Proposed Rollback of Reg NMS Trade Through Rule
Ondo Finance – which operates a transaction platform for tokenised assets – has added its support to a Securities & Exchange Commission (SEC) proposal to roll back the long-standing ‘trade through rule” related to Regulation NMS. The SEC’s motivation is that it now believes the rule leads to market fragmentation and increased costs, while Ondo is...
EVENT
ExchangeTech Summit London
A-Team Group, organisers of the TradingTech Summits, are pleased to announce the inaugural ExchangeTech Summit London on May 14th 2026. This dedicated forum brings together operators of exchanges, alternative execution venues and digital asset platforms with the ecosystem of vendors driving the future of matching engines, surveillance and market access.
GUIDE
Regulatory Data Handbook 2026 – Fourteenth Edition
Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...


