Aquis Exchange Appoints New Consultant David Buik

Pan-European cash equities trading business Aquis Exchange has appointed well-known market commentator David Buik as a Consultant, starting March 2, 2020. Buik started work at Philip Hill Higginson Erlangers in the City of London and later worked for City Index Group, Cantor Fitzgerald and BGC Partners, and most recently Core Spreads. “I am delighted to be joining Aquis Exchange at this juncture. Anyone who knows me will know of my adoration for the City of London, and I truly believe that Aquis has created an exciting, disruptive new way of trading that will change the way we deal in equities to the benefit of the shareholders,” he says.

Kamlesh Harry Joins ACA Compliance Group, Launches New Risk Assessment Service

Former JP Morgan executive Kamlesh Harry has joined ACA Compliance Group as Senior Principal Consultant heading up the firm’s ACA Aponix division (which focuses on cybersecurity, privacy, and risk). The group today released its new payment and fraud risk assessment (PFRA) offering, overseen by Harry, which is designed to help firms identify and remediate vulnerabilities within payment flows in order to reduce the risk of costly fraud issues.

“ACA Aponix strongly believes that a team built with extensive knowledge of payment fraud and other cyber risks will provide our clients with a unique, well-rounded approach to risk management,” said James Tedman, Partner at ACA Aponix. “Kamlesh will be instrumental in developing our PFRA offering and serving as an invaluable resource to our clients in helping them assess and protect their firm against payment fraud.”

Alan Samuels Joins Encompass Corporation

KYC specialist Encompass Corporation has appointed Alan Samuels to the position of Head of Product, leading the firm’s global product team. He joins from Exiger, where he was VP and global head of DDIQ. He was previously head of entity verification services at Bloomberg KYC and head of reference data services at Opus-Alacra. “At a time when increasingly stringent regulations necessitate more efficient and effective solutions than ever before, Encompass is being sought out by the market to help firms respond,” says Encompass VP Alex Ford. “Alan is a recognised KYC industry professional and the ideal product leader for us.”

Itiviti Names Josh Monroe as Head of Americas

Itiviti has appointed Josh Monroe as managing director, head of Americas region. An accomplished sales executive and sales coach with more than 15 years of financial industry experience, Monroe joins Itiviti from Ned Davis Research, where he was global head of sales. He started his career at Morgan Stanley before joining SAC Capital Advisors where he was a VP in the global macro business. Monroe also has prior sales management experience from senior positions with FIS and SunGard. He will be part of Itiviti’s executive management team, reporting to CEO Rob Mackay.

Broadridge Appoints Chris Perry President

S&P 500 firm Broadridge Financial Solutions has appointed Chris Perry as President, effective March 2, 2020. Perry currently leads Broadridge’s Global Sales, Marketing and Client Solutions organization, and is taking over the role from Broadridge CEO Tim Gokey, who remains CEO and a Director of the Company. Following the appointment, Perry will expand his current responsibilities to take a stronger role leading Broadridge’s top clients and partners, overseeing Broadridge International, and coordinating Broadridge’s overall growth strategy. He joined Broadridge in 2014 and has more than 25 years of experience in banking, brokerage and financial information services. He oversees all client and market-facing activities globally and is responsible for delivering the company’s annual sales targets spanning all business units and product lines. Under his leadership the firm has posted six years of consecutive record-setting sales.

Gresham Technologies Gears Up with New Sales Appointment

Data integrity and control software provider Gresham Technologies has appointed Mark Bolton as its new Head of International Sales to spearhead its global growth plans. Bolton will be responsible for directing the firm’s sales strategy across Asia and North America, and identifying target market segments for expansion across the entire Clareti platform. Prior to joining Gresham, he held senior sales leadership positions at SunGard and FIS where he was instrumental in overseeing the growth of the reconciliation sales organisation in both Europe and the US. The announcement comes off the back of successful 2019 results in which Gresham reported a 30% increase in Group revenues to £25m and twelve new Clareti wins.

SteelEye Appoints Rob Bernstein as Chief Financial Officer

Compliance technology and data analytics firm SteelEye has confirmed the hire of Rob Bernstein as its new CFO. He joins from RegTek Solutions, which was acquired by Bloomberg in August 2019, where he was CFO since February 2018. Bernstein has more than 10 years’ experience as a finance executive, formerly with London-based tech firm TIM Group, where he held the position of CFO for seven years. In his new position he will lead SteelEye’s financial operations, reporting directly to CEO Matt Smith.

AxiomSL Establishes Business Operations Centre in Ireland

Regulatory reporting and risk management solutions provider AxiomSL is opening a new business operations centre in the National Technology Park in Limerick, Ireland, with plans to create up to 100 jobs over the next five years. The centre will initially house technical support and product management for AxiomSL’s RegCloud offering, and is supported by the Irish Government through IDA Ireland – the agency responsible for the attraction and retention of inward foreign direct investment into Ireland.

Giles Nelson Departs MarkLogic

Giles Nelson, former Chief Technology and Strategy Officer, Financial Services at MarkLogic, has departed the firm as of December 2019. A-Team Group understands that MarkLogic will not be replacing him in the position. Nelson, who has not yet indicated his next move, joined the firm in August 2018. He previously held the role of Senior Vice President of Product Strategy and Marketing at Software AG, prior to which he was Vice President of Products at Progress Software.

Moody’s Named to the 2020 Bloomberg Gender-Quality Index

Top marks to Moody’s, which has been named to the 2020 Bloomberg Gender-Equality Index (GEI) for the first time. The GEI tracks the financial performance of public companies committed to supporting gender equality and considers five pillars: female leadership and talent pipeline; equal pay and gender pay parity; inclusive culture; sexual harassment policies; and pro-women brand. The company has also received a score of 100% on the Human Rights Campaign Foundation’s 2020 Corporate Equality Index (CEI). The CEI is a national benchmarking survey and report on corporate policies and practices related to LGBTQ workplace equality.