Northern Trust has appointed Michael Buzza as global head of Network Management & Market Strategy. In the new role, Buzza will oversee the teams dedicated to providing market access and insights across the traditional securities services markets within the Digital Assets and Financial Markets group.
Buzza has been with Northern Trust for 16 years, his most recent role being EMEA head of Market Advocacy and Innovation Research.
Identifying securities related to a sanctioned domicile or company is a straightforward concept, but in practice, it is a far more challenging task for compliance professionals. Receiving a list of sanctions isn’t enough. In order to accurately define and maintain your ‘do not trade’ list, you need to identify all the securities related to each...
The U.S. Depository Trust & Clearing Corporation (DTCC) has launched a pilot programme with 20 broker/dealers and custodian banks for a new web-based system that automates the creation, delivery and tracking of corporate actions liability notices. The snappily titled Smart/Track for Corporate Actions Liability Notification Service will be in a pilot phase until the end...
Now in its 10th year, RegTech Summit London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to innovate the compliance function and response.
Over the past couple of years, Complex Event Processing has emerged as a hot technology for the financial markets, and its flexibility has been leveraged in applications as diverse as market data cleansing, to algorithmic trading, to compliance monitoring, to risk management. CEP is a solution to many problems, which is one reason why the...