Moody’s Corporation has named DK Bartley as managing director and head of diversity & inclusion (D&I) with responsibility for leading the company’s global D&I programmes in support of its diverse workforce and commitment to an inclusive culture. Bartley joins Moody’s from Dentsu Aegis, a media and digital marketing company, where he served as senior vice president and head of D&I, and was responsible for the company’s global D&I strategy and talent acquisition.
Markets in Financial Instruments Directive II (MiFID II) creates new data sources that could be used to identify business opportunities and gain competitive edge. The sources include Approved Publication Arrangements (APA) and ESMA’s Financial Instruments Reference Data System (FIRDS). The regulation also mandates use of standard data, disaggregated market data feeds, and ISINs for OTC...
UK brokerage Peel Hunt has deployed Wolters Kluwer Financial Services’ recently released Summix risk, compliance and finance platform. The system integrates technologies from acquired software providers FRS Global and FinArch, providing an upgrade path for users of these systems as well as a platform for new clients like Peel Hunt. Peel Hunt selected Summix for...
Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
Welcome to A-Team Group’s best read handbook, the Regulatory Data Handbook, which is now in its seventh edition and continues to grow in terms of the number of regulations covered, the detail of each regulation and the impact that all the rules and regulations will have on data and data management at your institution. This...