Moody’s Corporation has named DK Bartley as managing director and head of diversity & inclusion (D&I) with responsibility for leading the company’s global D&I programmes in support of its diverse workforce and commitment to an inclusive culture. Bartley joins Moody’s from Dentsu Aegis, a media and digital marketing company, where he served as senior vice president and head of D&I, and was responsible for the company’s global D&I strategy and talent acquisition.
This webinar has passed, but you can view the recording here. Since the start of the financial crisis, market surveillance has been a high priority issue across capital markets. Buy-side and sell-side firms have stepped up their game, and so, too, have regulators. The need for accurate, real-time surveillance will continue to escalate as market...
Operational risk and the desire for greater cost savings are the key issues driving financial institutions to invest in their data management infrastructure, according to the latest results of our reader poll. This result is unsurprising really, given the focus on doing ‘more for less’ in the current financial climate. What is perhaps more surprising...
Now in its 3rd year, the AI in Capital Markets Summit returns with a focus on the practicalities of onboarding AI enterprise wide for business value creation. Whilst AI offers huge potential to revolutionise capital markets operations many are struggling to move beyond pilot phase to generate substantial value from AI.
The US Foreign Account Tax Compliance Act – aka FATCA – raised eyebrows when its final regulations requiring foreign financial institutions (FFIs) to report US accounts to US tax authorities were published last year. But with the exception of a few modifications, the legislation remains in place and starts to comes into force in earnest...