About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Oppenheimer & Co Inc Goes Live with Broadridge’s Global Proxy Services

Subscribe to our newsletter

Broadridge Financial Solutions today announced that Oppenheimer & Co Inc has signed a new multi-year agreement and commenced live operations with Broadridge’s Global Proxy services to support its clients’ international assets in over 70 markets.

The new agreement enables Oppenheimer’s institutional and branch clients to receive and vote proxy notifications for international securities through Broadridge’s web-based ProxyEdge service. The service includes a fully automated, multi-language electronic solution supporting straight-through processing from account collection and agenda distribution through vote processing.

Broadridge has witnessed an increased requirement from US-based brokers seeking to service the growing proportion of cross-border assets in their clients’ investment portfolios, which, in turn, has led to the expansion of Broadridge’s Global Proxy services in the US brokerage sector.

“We are very pleased to be working with Broadridge for our international proxy processing requirements. Their highly automated service enables us to offer our institutional and branch clients a more comprehensive range of services,” said the managing director of operations at Oppenheimer & Co Inc. “After a well-managed implementation process, we are now strongly positioned to further support our clients as they capitalise on the global markets.”

“We are very proud to extend our relationship with Oppenheimer through our Global Proxy services,” said James O’Regan, general manager, Investor Communication Solutions, International, Broadridge. “We are fully committed to supporting their cross-border asset servicing needs with the highest standards of service delivery.”

This service strengthens Broadridge’s existing relationship with Oppenheimer in the US where they already use a range of Broadridge’s solutions for investor communications and securities processing.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: End-to-End Lineage for Financial Services: The Missing Link for Both Compliance and AI Readiness

The importance of complete robust end-to-end data lineage in financial services and capital markets cannot be overstated. Without the ability to trace and verify data across its lifecycle, many critical workflows – from trade reconciliation to risk management – cannot be executed effectively. At the top of the list is regulatory compliance. Regulators demand a...

BLOG

NeoXam Sets Sights on Narrowing Private Data Gap Between GPs and LPs

As demand for private markets data accelerates, asset allocators are finding themselves having to play digital catch up with their investor counterparts. General partners (GPs), who manage private funds and allocate capital invested by limited partners (LPs) have found themselves technologically behind the curve as institutional investors plough into the once-niche markets. But because LPs are...

EVENT

RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

Solvency II Data Management Handbook

Want to get a handle on Solvency II and what it means for data management? Need to make sure you have all the bases covered for the looming January 2016 deadline? Our Solvency II Data Management Handbook is now available for free download to help you. This Handbook is the ultimate guide to all things...