Trading Regulations Handbook 2022

Welcome to the third edition of A-Team Group’s Trading Regulations Handbook, a publication designed to help you gain a full understanding of regulations that have an impact on your trading operations, data and technology.

The handbook provides details of each regulation and its requirements, as well as ‘at-a-glance’ summaries, regulatory timelines and compliance deadlines, and links to original texts. It also provides an outlook of potential regulatory change and a handy glossary of key terms.

Download the handbook to access:

• Detailed descriptions of global trading regulations and requirements
• The impact of these regulations on trading operations, data and technology
• Regulatory timelines and compliance deadlines
• An outlook for the trading regulations landscape
• Vendor solutions supporting regulatory compliance

Regulations covered include:

• Alternative Investment Fund Management Directive (AIFMD)
• BCBS 239
• Benchmarks Regulation
• CFTC Rules 1.73 and 1.74
• CFTC Derivatives Margin
• Digital Assets Regulations
• Dodd-Frank Act
• Dodd-Frank Volcker Rule
• European Market Infrastructure Regulation (EMIR) & EMIR Refit
• FIDLEG
• Financial Market Infrastructure Act
• Fundamental Review of the Trading Book (FRTB)
• ISDA Master Agreement
• Margin Requirements for Non-Centrally Cleared Derivatives
• Market Abuse Regulation (MAR)
• Markets in Financial Instruments Directive II (MiFID II)
• Markets in Financial Instruments Regulation (MiFIR)
• MAS OTC Derivatives Reporting
• SEC Rule 613 Consolidated Audit Trail
• SEC Swaps Reporting Regime
• Securities Financing Transactions Regulation (SFTR)
• Senior Managers & Certification Regime (SMCR)