Regulatory Data Handbook 2021/2022 – Ninth Edition

Welcome to the ninth edition of A-Team Group’s Regulatory Data Handbook, a publication dedicated to helping you gain a full understanding of regulations related to your organisation from the details of requirements to best practice implementation.

This edition of the handbook includes a focus on regulations being rolled out to bring order and standardisation to environmental, social and governance (ESG) investment. It also takes a wider geographic view of the regulatory landscape than previous editions, adding key regulations in the Asia Pacific jurisdictions of Hong Kong, Singapore and Australia, and covers the post-Brexit UK regulatory regime.

Download the handbook to access:

• A detailed description of global regulations and their impact on capital markets’ data management practices
• Timelines, data and data management implications, and links to original regulatory text and other useful publications for every regulation
• An outlook for the regulatory landscape driven by collaboration between regulators and capital markets participants
• Vendor solutions providing efficient regulatory compliance solutions

Regulations covered include:

• AIFMD
• AMLD6
• AnaCredit
• Basel IV
• BCBS 239
• EU Benchmarks Regulation
• CCAR
• COREP
• CTA – Corporate Transparency Act (US)
• CRD IV/V
• CRR II – Second Capital Requirements Regulation (EU)
• CSDR
• DCG – Data Collection Gateway (MAS)
• DCS – Data Collection Solution (APRA)
• Dodd-Frank
• EMIR and EMIR Refit
• ESG Regulation
• FATCA and GATCA
• FINREP
• FRTB
• GDPR
• Granular Data Repository (HKMA)
• IFD/IFR
• IFRS
• KYC
• Low Carbon Benchmark Regulation (EU)
• MAR
• Margin Rules
• MiFID II
• MiFIR
• Money Market Funds
• NFRD – Non-Financial Reporting Directive (EU)
• NIS
• PRIIPs
• SEC CAT
• SEC Forms N-PORT and N-CEN
• SEC Form PF
• SEC Rules 15c3-1, SEC 15c3-3, SEC 17a-5
• SEC Rule 22e-4
• Section 871(m)
• SFDR – Sustainable Finance Disclosure Regulation (EU)
• SFTR
• SMCR
• Solvency II
• SRD II
• Taxonomy Regulation (EU)
• UCITS