Peter Esler is no longer with Bear Stearns where he held the position of managing director, global head of market data services. Here he had been involved in a reference data management services evaluation. His next move has not yet been decided.
As rising geopolitical uncertainty prompts an intensification in the complexity and volume of global economic and financial sanctions, banks and financial institutions are faced with a daunting set of new compliance challenges. The risk of inadvertently engaging with sanctioned securities has never been higher and the penalties for doing so are harsh. Traditional sanctions screening...
By David Sewell, Chief Technology Officer, Synechron. The fraud transaction takes milliseconds to clear. In that window, an agentic system has already queried three databases, cross-referenced two watchlists, and pinged the identity verification layer. It works – in the demo. Then the auditor asks where the decision log is, and nobody can find it, because...
Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
Need to know all the essentials about the regulations impacting trading infrastructure? Welcome to the first edition of our A-Team Trading Regulations Handbook which provides all the essentials about regulations impacting trading operations, data and technology. A-Team’s Trading Regulations Handbook is a great way to see at-a-glance: All the regulations that are impacting trading technology...
