About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

CIAM Selects Steeleye for Trade Surveillance, Best Execution and Trade Analytics

Subscribe to our newsletter

CIAM, an event driven investment management firm focused on special situations and using activism as one of several tools to unlock shareholder value, has replaced its existing technology set up with SteelEye regulatory compliance and analytics solutions. The firm has licensed SteelEye’s trade surveillance, best execution and core package, which includes record keeping, trade reconstruction and trade analytics. More broadly, the SteelEye solution is expected to future proof CIAM’s regulatory requirements and allow the firm to take a more proactive approach to compliance.

“We were looking for an independent vendor that would enable us to proactively manage our regulatory obligations,” says Emmanuel Drujon, chief operating officer and risk manager at CIAM. “We also wanted a solution that would allow us to respond to regulatory change quicker. SteelEye was the perfect fit.”

Matt Smith, CEO of SteelEye, says: “We have worked hard to build a platform that reduces the cost and complexity of regulatory compliance while delivering new value to clients in terms of efficiency gains and enhanced insight. We are pleased that CIAM recognises the benefits that SteelEye can bring.”

Designed to help firms ‘Comply Smarter’ by managing their compliance holistically, SteelEye offers solutions for record keeping, trade reconstruction, MiFID II and EMIR transaction reporting, trade and communications surveillance, and best execution.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: From Data to Alpha: AI Strategies for Taming Unstructured Data

Unstructured data and text now accounts for the majority of information flowing through financial markets organisations, spanning research content, corporate disclosures, communications, alternative data, and internal documents. While AI has created new opportunities to extract signals, many firms are discovering that value is constrained not by models, but by the quality of the content, architecture,...

BLOG

LSEG Collaborates with AWS to Support Real-Time Data Infrastructure

London Stock Exchange Group has announced a collaboration with Amazon Web Services aimed at modernising the infrastructure underpinning its real-time market data services, as part of a broader cloud transformation strategy. Under the collaboration, LSEG will leverage AWS services to support the collection, routing, and distribution of its Full Tick and Real-Time Optimized data, while...

EVENT

AI in Capital Markets Summit London

Now in its 3rd year, the AI in Capital Markets Summit returns with a focus on the practicalities of onboarding AI enterprise wide for business value creation. Whilst AI offers huge potential to revolutionise capital markets operations many are struggling to move beyond pilot phase to generate substantial value from AI.

GUIDE

Best Practice Client Onboarding

Client onboarding is central to the success of banks, yet it continues to present challenges and the benefits of getting it right are difficult to achieve. The challenges arise from siloed systems, manual processes and poor entity data quality. The potential benefits of successful implementation include excellent client experience, improved client acquisition and loyalty, new business opportunities, reductions in costs, competitive advantage, and confidence in compliance.