About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

CFTC Staff to Host Public Roundtable to Discuss Swap Data Recordkeeping and Reporting Requirements

Subscribe to our newsletter

Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on 28 January 2011, from 9am to 5pm to discuss issues related to swap data recordkeeping and reporting requirements. The roundtable will assist the CFTC in the understanding and implementation of Section 728 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

Issues to be addressed at the Public Roundtable include:

  • Unique Counterparty Identification (UCI);
  • Unique Product Identification (UPI);
  • Unique Swap Identification (USI); and
  • Master Agreement Library and Portfolio Data Warehouse.

The roundtable will be held in the Lobby Level Hearing Room at the CFTC’s Headquarters, Three Lafayette Centre, 1155 21st Street, NW, Washington DC. The discussion will be open to the public with seating on a first-come, first-served basis. Members of the public may also listen by telephone and should be prepared to provide their first name, last name and affiliation.

Domestic Toll FreeNumber: 877-951-7311

International Toll Numbers: Listed Under Related Documents

Participant Passcode/Pin: 5531235

Members of the public wishing to submit their views on the topics addressed at the roundtable may submit their comments, referencing “RIN No. 3038-AD19: Dodd-Frank Swap Data Roundtable” in the subject field, by any of the following methods (please use only one method):

Agency website, via its Comments Online process: http://comments.cftc.gov. Follow the instructions for submitting comments through the website.

Mail: David Stawick, Secretary of the Commission, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW, Washington, DC 20581.

Hand Delivery/Courier: Same as mail above.

Federal eRulemaking Portal: http://www.regulations.gov. Follow the instructions for submitting comments.

All submissions provided to the CFTC in any electronic form or on paper will be published on the Commission’s website, without review and without removal of personally identifying information.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Sponsored by FundGuard: NAV Resilience Under DORA, A Year of Lessons Learned

The EU’s Digital Operational Resilience Act (DORA) came into force a year ago, and is reshaping how asset managers, asset owners and fund service providers think about operational risk. While DORA’s focus is squarely on ICT resilience and third-party dependencies, its implications extend deep into core operational processes that are critical to market integrity, investor...

BLOG

Funding Regulatory Oversight: 2026 Budgets for US Supervisors

On January 11, 2026, the House Appropriations Committee released conferenced versions of two major fiscal year 2026 spending measures: the Financial Services and General Government (FSGG) bill and the National Security, Department of State, and Related Programs (NSRP) bill. While appropriations announcements rarely attract sustained market attention, these packages carry direct implications for how financial...

EVENT

ExchangeTech Summit London

A-Team Group, organisers of the TradingTech Summits, are pleased to announce the inaugural ExchangeTech Summit London on May 14th 2026. This dedicated forum brings together operators of exchanges, alternative execution venues and digital asset platforms with the ecosystem of vendors driving the future of matching engines, surveillance and market access.

GUIDE

AI in Capital Markets Handbook 2026

AI adoption in capital markets has moved into a more disciplined phase. The priority is now controlled deployment: where AI can be used safely, where it can deliver measurable value, and how outputs can be governed, monitored and evidenced. The 2026 edition of the AI in Capital Markets Handbook examines how AI is being applied...