TradingTech Insight Trade Surveillance The latest content from across the platform
FlexTrade Integrates ACA’s Surveillance Technology with FlexNOW EMS
FlexTrade has partnered ACA Technology Solutions to help mutual clients manage trade surveillance and compliance using ACA’s Decryptex surveillance technology across the company’s FlexNOW cloud-based execution management system (EMS). Shoshana Wainer, head of compliance at Albar Capital and a user of the combined solution, says: “FlexNOW and Decryptex are stand-out products supported by highly-responsive and…
Recorded Webinar: Privacy vs. Surveillance: Managing conflicting regulations in Germany and other privacy-sensitive jurisdictions
The EU’s MiFID II and other regulations globally have placed greater emphasis than ever on market surveillance, recording of trading communications and records-retention processes in an attempt to stamp out market abuse and boost investor confidence and protections. At the same time, the public’s attitude toward data privacy has hardened, most visibly through new regulations…
Trade Surveillance and Mobile Recording in the Era of Data Privacy
The EU’s MiFID II and other regulations globally have placed greater emphasis than ever on market surveillance, recording of trading communications and records-retention processes in an attempt to stamp out market abuse and boost investor confidence and protections. At the same time, the public’s attitude toward data privacy has hardened, most visibly through new regulations…
A-Team Group Announces Winners of its 2019 TradingTech Insight North America Awards
Congratulations to the winners of A-Team Group’s 2019 TradingTech Insight (TTI) North America Awards. The awards were celebrated during a lively drinks reception hosted by A-Team president and chief content officer Andrew Delaney after the close of the company’s TradingTech Summit in New York City on June 11, 2019. The awards recognise excellence in trading…
Eventus Partners QuantHouse to Source Market Data
Eventus Systems has partnered QuantHouse, a global provider of systematic trading solutions including market data services that was recently acquired by IRESS, to use QuantFEED market data to support its Validus trade surveillance platform. The platform can be implemented on-premise or as a cloud solution based on Amazon AWS. Either implementation can be run in…
Effective Surveillance Can Only be Achieved with Communications Coupled with Market Data Analysis
By Ofir Shabtai, CTO and Co-Founder of Shield FC. Whilst enterprise software applications have proven effective at flagging up possible noncompliance events, once an exchange is flagged, it is largely down to the compliance team to follow through with the necessary investigation directly. With the considerable challenges of monitoring modern data-driven financial markets, it’s essential…
OpenFin Offers Low-cost OS to Start-ups and Initiates Services Framework
OpenFin continues to build out its interoperable financial desktop with the offer of its Enterprise Edition OpenFin operating system at a ‘dramatically’ reduced rate for early stage fintechs and start-ups. The initiative is designed to allow emerging businesses to build applications on the OpenFin OS alongside larger players, accelerating innovation and collaboration, and delivering additional…
CellTrust SL2 Reports 1900% YOY Revenue Growth
US-based CellTrust Corporation, which provides enterprise mobile communications compliance solutions, on March 25 announced a 1900% growth in revenue for 2018 over 2017. “As the RegTech market rapidly expands around the world, CellTrust is meeting the technology and geographic mobility demands,” explained Sean Moshir, CellTrust’s Chairman and CEO. “The number of financial enterprises and countries our SL2…
Trading Technologies Strengthens APAC Presence though deal with Philip Futures
Trading Technologies (TT), a provider of trading software, infrastructure and data solutions, has entered into an agreement with Singapore-based brokerage Phillip Futures to distribute the TT futures trading platform. Under the agreement, Phillip Futures will provide direct access to TT’s suite of trading tools, including Autospreader, integrated trade surveillance, and charting and analytics. TT’s platform…
KRM22 Deploys Irisium Market Surveillance App on OpenFin OS
KRM22 has deployed its market surveillance desktop application Irisium on the OpenFin OS, making it the first compliance vendor to run on the operating system, which supports application interoperability. Irisium provides analytics tools to help financial services firms identify and manage potential risks including market abuse, fraud and operational issues. Using the app in the…