TradingTech Insight Trade Surveillance The latest content from across the platform
Kx and DataRobot Partnership Applies AI to Time Series Data, Generates Fast Actionable Insights into Market Data
Kx has partnered DataRobot, a provider of enterprise artificial intelligence (AI), to offer financial institutions a scalable high-performance solution for applying AI to time series data. By integrating DataRobot’s Enterprise AI Platform with the Kx in-memory time series database kdb+, consumers of market data can quickly generate actionable insights for agile, strategic business decisions. Rob…
Itiviti Partners Capital Market Solutions for Reporting to the CAT
Itiviti has partnered Capital Market Solutions (CMS), a consultancy and solutions developer, to provide a regulatory reporting solution for the SEC Rule 613 Consolidated Audit Trail (CAT). The solution is based on CMS’s Regulatory Surveillance & Monitoring System (RSMS) and is timely in following SEC issuance, after several delays, of a schedule for CAT implementation…
Nasdaq Adds AI and Transfer Learning to Enhance Market Surveillance
Nasdaq has enhanced market surveillance of its US stock exchange following the introduction of artificial intelligence (AI) and transfer learning to improve detection of malicious activity. Transfer learning is a machine learning method where a model developed for a task is reused as the starting point for a model on a second task. The company…
Trade Surveillance Under MAD/MAR, MiFID II and Other Global Regulations
By Peter Lawrey, CEO at Chronicle Software. Regulations like MiFID II and the Market Abuse Regulation (MAR) in Europe, and Dodd Frank in the US, have raised the bar with respect to trade surveillance as regulators seek to boost transparency and investor protections across the board. This has created the need for financial institutions to…
SOTERIA and RIMES Join Forces on Trade and Communications Surveillance
A new partnership is set to combine two of the most fragmented and challenging areas of market surveillance, as SOTERIA (formerly known as Insightful Technology) joins forces with managed data services and RegTech provider, RIMES Technologies, to create a new solution that assists firms to detect market abuse and insider dealing through the unison of…
ACA Compliance Launching ‘Next Generation’ RegTech Surveillance Platform
In response to what it views as a fragmented regulatory ecosystem, ACA Compliance has launched a new compliance and risk management platform aimed at assisting firms to automate their processes, connect their data sources and scale up their compliance strategy. ComplianceAlpha 2.0 is a new trade surveillance approach targeting employee compliance – helping firms to…
FlexTrade Integrates ACA’s Surveillance Technology with FlexNOW EMS
FlexTrade has partnered ACA Technology Solutions to help mutual clients manage trade surveillance and compliance using ACA’s Decryptex surveillance technology across the company’s FlexNOW cloud-based execution management system (EMS). Shoshana Wainer, head of compliance at Albar Capital and a user of the combined solution, says: “FlexNOW and Decryptex are stand-out products supported by highly-responsive and…
Recorded Webinar: Privacy vs. Surveillance: Managing conflicting regulations in Germany and other privacy-sensitive jurisdictions
The EU’s MiFID II and other regulations globally have placed greater emphasis than ever on market surveillance, recording of trading communications and records-retention processes in an attempt to stamp out market abuse and boost investor confidence and protections. At the same time, the public’s attitude toward data privacy has hardened, most visibly through new regulations…
Trade Surveillance and Mobile Recording in the Era of Data Privacy
The EU’s MiFID II and other regulations globally have placed greater emphasis than ever on market surveillance, recording of trading communications and records-retention processes in an attempt to stamp out market abuse and boost investor confidence and protections. At the same time, the public’s attitude toward data privacy has hardened, most visibly through new regulations…
A-Team Group Announces Winners of its 2019 TradingTech Insight North America Awards
Congratulations to the winners of A-Team Group’s 2019 TradingTech Insight (TTI) North America Awards. The awards were celebrated during a lively drinks reception hosted by A-Team president and chief content officer Andrew Delaney after the close of the company’s TradingTech Summit in New York City on June 11, 2019. The awards recognise excellence in trading…