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ONE Appointed by Maitland to Provide Compliance Technology
ONE regulatory has been appointed by global advisory and family offices firm Maitland to implement R-ONE, a cloud-based compliance technology and workflow tool. ONE group provides fund management solutions including third-party Management Company, Regulatory & Compliance Advisory, Corporate Secretary and Governance Technology solutions to asset, wealth and fund managers through offices in Luxembourg, London and…
MirrorWeb Joins Microsoft Scale-up Programme
UK-based web archiving and monitoring solutions provider MirrorWeb has been selected to join the Microsoft ScaleUp programme, an initiative that gives a small number of high-growth companies access to Microsoft’s sales, marketing and technical support. To be successful, companies must be start-ups or growth enterprises at the forefront of emerging technologies, and with the potential…
Nasdaq Ventures Invests in AML Specialist Caspian
Nasdaq Ventures, the investment arm of Nasdaq, has taken a minority stake in Caspian – a UK-based specialist in automated AML investigation technology and the winner of the RegTech Insight Award for ‘Best Regulatory Alert Management System’ 2020. With this additional funding, Caspian expects to accelerate its product expansion and scale of its automated platform, AML Investigator. Nasdaq’s market…
Kyckr to Raise A$10m Through Share Placement
Australian digital verification specialist Kyckr has confirmed plans to raise a further A$10 million (before costs) via a new share placement to institutional and sophisticated investors, woith new shares issued at $0.08 per share. Kyckr will also conduct a Share Purchase Plan (SPP) for an additional A$2m, to allow eligible existing shareholders an opportunity to…
Singapore Introduces ‘Fairness Metrics’ for AI Adoption
The Monetary Authority of Singapore (MAS) announced today that the first phase of its Veritas initiative – a framework for financial institutions to promote the responsible adoption of Artificial Intelligence and Data Analytics (AIDA) – will commence with the development of fairness metrics in credit risk scoring and customer marketing. The 25-member consortium will publish a white…
Communications = Key Compliance Concern During Covid-19
COVID-19, lockdown, working from home and self-isolation are now well established across the financial industry, but how are compliance teams impacted? A recent survey on market abuse monitoring from SteelEye found that almost half (40%) of the 80 market participants have seen their compliance budgets increase since the lockdown, with monitoring communications seen as the…
And the Winner Is….
The results are in, and A-Team Group is delighted to announce the winners of our annual RegTech Insight Awards, celebrating the very best and most innovative solutions and providers within the fast-growing RegTech space. Now in their fourth year, the prestigious annual awards recognise both established solution providers and innovative newcomers, seeking to herald and…
Are we Reaching an Inflexion Point in Regulatory Compliance?
In its 11th annual Cost of Compliance survey, Thomson Reuters warns that financial services firms are facing a cyclical shift in the way they must handle compliance obligations: as issues including a tightening of risk and compliance budgets, regulatory and cultural change and the possibility of increasing personal liability all point towards a long-term trend…
ASC Technologies Launches Compliance Recording Function for Microsoft Teams
Germany’s ASC Technologies, a global solutions provider for multi-channel recording and analytics, this week launched a new compliance recording solution for Microsoft Teams, as software providers scramble to adapt and appeal to the world’s new way of remote working. ASC Recording Insights is a native app that records and archives the entire compliance-relevant internal and…
Saudi G20 Presidency and BIS Launch RegTech Innovation Hub
The Saudi G20 Presidency and the Bank for International Settlements (BIS) Innovation Hub have launched the G20 TechSprint Initiative to highlight the potential for new technologies to resolve regulatory compliance (RegTech) and supervision (SupTech) challenges. The problem statements identify challenges in regulatory reporting, analytics, and monitoring and supervision, and have been developed from submissions received from Financial Stability…