RegTech Insight Webinars

Recorded Webinar: Best practices for regulatory reporting

20 May 2021

Regulatory reporting has been a cost and resource burden for financial institutions for many years, with the race to compliance in a highly regulated market often leading to multiple, singular regulatory reporting solutions. Legacy systems add to the challenges of making reporting changes in line with adapted and new regulations.

This webinar will address these – and more – regulatory reporting challenges and review how financial institutions can take a proactive approach to reporting that will help them ensure compliance, reduce costs, increase efficiency, and gain a better understanding of their data. It will also discuss key aspects of successful reporting including data preparation, data quality, data governance and control, and highlight useful technology solutions.

Listen to the webinar to find out more about:

  • Internal and external challenges of regulatory reporting
  • How to address and resolve these challenges
  • Approaches to more unified regulatory reporting
  • Useful technologies, techniques, solutions and services
  • Benefits beyond compliance of getting reporting right

Speakers:

Indhira Mani, Vice President – Data Management Technology Platform, Architecture & Strategy Delivery, Barclays

Nick Grist, Head of Regulatory Reporting EMEA, SMBC Europe

Philip Flood, Business Development Director, Regulatory and STP Services, Gresham Technologies

Tom Wieczorek, Managing Director, Global Product Management, UnaVista, an LSEG Business

Bikram Singh, CEO & Co-Founder, EZOPS

Moderator: Andrew Delaney, Chief Content Officer, A-Team Group

More about our speakers:

Nick Grist
Head of Regulatory Reporting EMEA
SMBC Europe

Nick is Head of Regulatory Reporting at SMBC for EMEA. He joined the firm in early 2019 after 20 years across EY, RBS and UBS in roles primarily related to the implementation and management of regulatory change and requirements. His current role covers change, policy and reporting for multiple entities and branches across EMEA, necessitating managing solutions throughout the change life cycle and into BAU.

Philip Flood
Business Development Director, Regulatory and STP Services
Gresham Technologies 

Phil provides invaluable support to the sales and marketing teams at Gresham Technologies (Gresham), helping to scope, design and propose client solutions. He joined Gresham in July 2020 following the company’s acquisition of Inforalgo, where he was previously Chief Commercial Officer. Phil started his career in support, an idea vantage point for understanding clients’ challenges first hand. Having witnessed a myriad of regulatory reporting and STP solutions, and the support and maintenance tasks which go alongside them, Phil’s expertise leaves him well equipped to lead the Regulatory and STP Services business at Gresham.

Tom Wieczorek
Managing Director, Global Product Management
UnaVista, an LSEG Business

Tom is in charge of product strategy for LSEG’s UnaVista post trade regulatory services, including MiFIR ARM and EMIR TR. Tom’s responsibilities include guiding the direction of UnaVista’s solutions and keeping LSEG post trade offerings at the forefront of regulatory, market and technology developments. Prior to joining LSEG, Tom headed financial services solutions at NexJ, led workforce planning and business intelligence products at Workbrain Inc., and worked in Product Management and Business Development at Siebel Systems. Tom holds an engineering degree from University of Waterloo and an MBA from Queen’s School of Business.

Bikram Singh
CEO & Co-Founder
EZOPS

Bikram is a pioneer in FinTech and a passionate believer the benefits A.I, & Machine Learning can bring to process automation and operational efficiency. He has successfully built and managed operational services and technology solutions for banks, hedge funds, asset managers, fund administrators and custodians. He has over 20+ years of experience working at McKinsey, Lehman, Lava, Goldman & Citi before founding EZOPS. Bikram has a BS in Political Science from Illinois Institute of Technology.


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