RegTech Insight Regulatory Technologies The latest content from across the platform
And the Winner Is….
The results are in, and A-Team Group is delighted to announce the winners of our annual RegTech Insight Awards, celebrating the very best and most innovative solutions and providers within the fast-growing RegTech space. Now in their fourth year, the prestigious annual awards recognise both established solution providers and innovative newcomers, seeking to herald and…
Are we Reaching an Inflexion Point in Regulatory Compliance?
In its 11th annual Cost of Compliance survey, Thomson Reuters warns that financial services firms are facing a cyclical shift in the way they must handle compliance obligations: as issues including a tightening of risk and compliance budgets, regulatory and cultural change and the possibility of increasing personal liability all point towards a long-term trend…
ASC Technologies Launches Compliance Recording Function for Microsoft Teams
Germany’s ASC Technologies, a global solutions provider for multi-channel recording and analytics, this week launched a new compliance recording solution for Microsoft Teams, as software providers scramble to adapt and appeal to the world’s new way of remote working. ASC Recording Insights is a native app that records and archives the entire compliance-relevant internal and…
Saudi G20 Presidency and BIS Launch RegTech Innovation Hub
The Saudi G20 Presidency and the Bank for International Settlements (BIS) Innovation Hub have launched the G20 TechSprint Initiative to highlight the potential for new technologies to resolve regulatory compliance (RegTech) and supervision (SupTech) challenges. The problem statements identify challenges in regulatory reporting, analytics, and monitoring and supervision, and have been developed from submissions received from Financial Stability…
DASH Enters the Cloud with Regulatory Compliance Suite
DASH Regulatory Technologies – the RegTech-focused affiliate of capital markets technology and execution services provider DASH Financial Technologies – has expanded its cloud offering with the launch of DASH 360R, the next generation of its LDB platform for US regulatory capital calculation and reporting compliance. In the US, broker-dealers are required by the SEC and FINRA to maintain specified…
UK’s Investment Association Selects ipushpull for New FinTech Accelerator
Ipushpull, an enterprise platform allowing secure live data sharing and workflow automation, has been chosen by The Investment Association (IA) to be part of its latest FinTech hub, ‘IA Engine’. The programme connects FinTech innovators with investment managers to develop focused tech solutions. “We are delighted to be part of the IA’s unique programme driving…
Waymark Tech Wins Phase 2 Grant from SBRI and GovTech Catalyst
In collaboration with the Better Regulation Executive and funded by the GovTech Catalyst, AI specialist Waymark Tech is developing a new solution to promote understanding of existing regulation and to provide analysis that informs and improves the way in which new regulations are introduced in the future. Founded in 2016, Waymark Tech offers AI-as-a-Service to…
Evidology Integrates RegTech Platform with Microsoft Office 365
London-based compliance management specialist Evidology Systems has integrated its second-generation RegTech platform QED with Office 365, bringing the visibility of principles-based regulations into daily business workflows. The QED (Quality and Evidence Driven) platform, launched back in November 2019, combines real-time specialist legal opinion with principles-based regulations compliance software. Using an industry-standard visualisation tool and intranet…
Kompli-Global Launches Remote Corporate Onboarding Platform
AML specialist Kompli-Global has launched Kompli-QED, a new remote corporate onboarding platform, in a bid to help financial firms fight an increase in COVID-19 related fraud and financial crime. The AI-based platform facilitates activities that regulated entities, such as banks, payment providers, accountants, estate agents and law firms, must undertake as part of their compliance…
Unravelling AML Technology to Tackle Compliance and Mitigate Risk
By Niall Twomey, Chief Technology Officer, Fenergo. Recent research on financial institution fines revealed that, since 2008 global penalties have reached $36 billion for non-compliance with Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations. That is a 160% increase since our last fines analysis report, in September 2018, highlighting the unrelenting and costly march…