RegTech Insight Regulatory Data The latest content from across the platform
Recorded Webinar: Regulatory change management – challenges, solutions and case studies
Regulatory change has become part of the fabric of capital markets. It has also become increasingly complex as more regulations are introduced, significant amendments are made frequently, and small changes are made on a rolling basis – the whole made more difficult by jurisdictional interpretation and the UK’s amended regulatory regime post Brexit. If keeping…
Surveillance Experts Discuss Impact on Segment of WFH
In case you missed it, watch below to hear this panel at our recent RegTech Summit Virtual discuss managing trade and communications surveillance in the new world of work. The panelists include: Moderator: Matthew Bernstein, Information Governance Strategist, MC Bernstein Data Yasmine Li, Head of EMEA Surveillance, Macquarie Group Stan Yakoff, Head of Americas Supervision,…
Finastra Adds €STR, TONAR and SORA Rates to Fusion LIBOR Transition Calculator
Finastra has introduced additional Alternative Reference Rates (ARR) and Risk-Free Rates (RFRs) to its Fusion LIBOR Transition Calculator. The move enables banks, corporates and borrowers to calculate ARR in preparation for the end of the majority of LIBOR rates on December 31, 2021. In addition to SOFR for the US dollar and SONIA for pounds…
RegTech Summit Virtual: The Outlook for Regulatory Compliance and RegTech in a Digital Economy
The role of digital transformation in the growth of the RegTech sector cannot be overstated, but a number of complex challenges and barriers to more widespread adoption remain. Launching A-Team Group’s two day RegTech Summit, this first panel brought together a group of leading industry figures to discuss the major compliance issues from the perspective…
ICE Benchmark Administration Updates on LIBOR Cessation and Synthetic LIBOR
ICE Benchmark Administration (IBA), the authorised and regulated administrator of LIBOR, has provided an update regarding LIBOR cessation and synthetic LIBOR following announcements from the UK Financial Conduct Authority (FCA) made over the past year and focusing on when LIBOR settings will cease and the creation of a synthetic methodology for selected LIBOR settings through…
Privacy Enhancing Technologies – A Game Changer?
Privacy Enhancing Technologies (PETs) hold promise for financial institutions as a means of collaborating on customer data while ensuring its privacy and security. Use cases include measuring the quality of KYC data in a peer group, sharing suspicious activity reports, and bringing together transaction data for Anti-Money Laundering (AML) purposes. As well as supporting these…
GDPR Reform: How Will a New Data Protection Regime Impact UK Financial Firms?
The data protection regulatory regime in the UK could soon look very different, if proposed changes to the current UK General Data Protection Regulation (UK GDPR) come to fruition as part of a recently published UK government plan to move its data protection laws in a new direction following the country’s split from the EU….
CloudMargin Partners with Margin Tonic for AANA Calculations Under UMR
Collateral management specialist CloudMargin has partnered with regulatory consulting services provider Margin Tonic to launch a global Average Aggregated Notional Amount (AANA) calculation service for the latter phases of the Uncleared Margin Rules (UMR). The joint subscription solution automates the AANA calculation for clients using the CloudMargin platform, leveraging Margin Tonic’s expertise in the multi-jurisdictional UMR, helping…
Tradovate Adopts Eventus Validus Platform for Regulatory Monitoring
Tradovate, a US online brokerage firm catering to self-directed futures traders, has deployed Eventus Systems’ Validus trade surveillance platform to identify patterns of dangerous activity within its order flow, as well as to meet regulatory requirements, including monitoring and ensuring the proper use of regulatory tags. The firm is using Validus to monitor more than 2.5…
Recorded Webinar: FINRA CAT CAIS: What to Expect – Giving Regulators Full Access to Your Customer & Account Data
Join n-Tier and a panel of industry experts to discuss implications of the SEC’s Consolidated Audit Trail (CAT) Customer & Account Information System (CAIS) Phase 2e. The initial phase of CAIS was the start of a new era for broker-dealer Onboarding and Account Management teams, turning customer and account reference data into a daily regulatory…