About a-team Marketing Services
The knowledge platform for the financial technology industry

Browse by brand

Market & Alt Data Insight
TradingTech Insight
Digital Assets & Tokenisation Insight
Data Management Insight
RegTech Insight

Browse by content type

A-Team Insight Briefs

SEC Further Delays Rule 606

4 September 2019
Subscribe to our newsletter

On September 4, in response to a new request from the Financial Information Forum and the Security Traders Association, the SEC extended the compliance deadline for Rule 606 amendments. This represents the second extension for the routing practices regulation, which was first proposed in November 2018 with an original deadline of May 2019, and subsequently delayed to October 2019. The latest extension pushes the implementation deadline back to January 1, 2020 for all broker-dealers for Rule 606(a) and for self-routing broker-dealers for Rule 606(b), and to April 1, 2020 for broker-dealers who outsource routing activity.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Generative and Agentic AI in Financial Markets: What the Data Really Shows

Artificial intelligence is reshaping financial markets – but the reality on the ground is more nuanced, more uneven, and more instructive than the headlines suggest. A new A-Team Insight research programme, drawing on responses from senior AI decision-makers at buy-side and sell-side institutions across the USA, UK and Canada, reveals a market in transition: from...

Find out more

15 October 2026
Data Management Insight Market & Alt Data Insight RegTech Insight TradingTech Insight
BLOG

Bloomberg’s Kate Lee on Regulatory Data as an Operating Layer for Compliance and Reporting

Regulatory data has become a firmly established part of the control architecture of capital markets firms. As transparency rules diverge across the jurisdictions, liquidity monitoring becomes more granular, and supervisors demand stronger evidence of how figures are derived, firms are obligated to treat regulatory datasets as governed, versioned and explainable operating assets. In this Q&A...

Read More

05 May 2026
RegTech Insight
EVENT

TradingTech Summit London

Now in its 16th year, the TradingTech Summit London brings together senior leadership across capital markets trading technology and market data. Join us to deep dive into key opportunities and challenges driving technological transformation across sell-side and buy-side firms.

25 February 2027
Digital Assets & Tokenisation Insight TradingTech Insight
GUIDE

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...

08 September 2026
Data Management Insight RegTech Insight