The US Securities and Exchange Commission (SEC) is planning a series of virtual peer-to-peer meetups through its Strategic Hub for Innovation and Financial Technology (FinHub), with a focus on engaging the industry to inform regulatory approach. The first theme will be RegTech, with a meeting planned for 6 July, 2020. Anyone currently working on RegTech solutions or implementations is encouraged to attend, and places can be booked here.
Are you ready for the General Data Protection Regulation (GDPR)? With the GDPR deadline less than two years away, the pressure is on for organizations to understand how they will comply. Proper data management is part of the answer, but tying these efforts into a data governance framework to manage data protection is key to...
For more than a decade, regulators have collected vast quantities of derivatives transaction data through swap data repositories (SDRs) mandated by post-crisis financial reforms. Yet despite the scale of these datasets, transforming reported trade data into meaningful supervisory insight has often proved more difficult than policymakers anticipated. A new Memorandum of Understanding (MOU) between the...
Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.
AI adoption in capital markets has moved into a more disciplined phase. The priority is now controlled deployment: where AI can be used safely, where it can deliver measurable value, and how outputs can be governed, monitored and evidenced. The 2026 edition of the AI in Capital Markets Handbook examines how AI is being applied...