About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Briefs

SEC Approves Final Rules on Proxy Advisors

Subscribe to our newsletter

The US Securities and Exchange Commission has voted to adopt new rules requiring proxy advisors to provide companies with access to their voting advice at the same time as shareholders, following a protracted battle over the regulation of investment firms that has spanned several years. According to the SEC the new rules – which also tighten disclosure requirements for proxy advisors – will ensure that shareholders have “reasonable and timely access to more transparent, accurate and complete information on which to make voting decisions.”

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: GenAI and LLM case studies for Surveillance, Screening and Scanning

As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results – and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and LLMs promise to tackle complexity and volume at a scale never seen before. But...

BLOG

Canada and Hong Kong Regulatory Reporting Updates Signal Continued Global Shift

Canada and Hong Kong’s latest regulatory reporting rule changes mark a broader international trend toward regulatory convergence, placing increasing pressure on financial institutions. Leo Labeis, CEO of REGnosys, explains how Digital Regulatory Reporting offers a path forward for reporting firms. Canada’s new trade reporting reforms, introduced by the Canadian Securities Administrators (CSA), came into effect...

EVENT

AI in Capital Markets Summit London

Now in its 3rd year, the AI in Capital Markets Summit returns with a focus on the practicalities of onboarding AI enterprise wide for business value creation. Whilst AI offers huge potential to revolutionise capital markets operations many are struggling to move beyond pilot phase to generate substantial value from AI.

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...