About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Briefs

PRA Appoints PwC to Investigate Goldman Sachs’ Regulatory Reporting

Subscribe to our newsletter

The UK’s Prudential Regulation Authority (PRA) is believed to have appointed PwC to undertake a “skilled person’s report” on Goldman Sachs to scrutinise the quality of its regulatory reporting out of its London offices. The move comes in response to concerns around its lack of oversight, and the quality of information being supplied to the PRA. Morgan Stanley and Bank of America Merrill Lynch are also being assessed, while Citi was fined a record £44 million recently for inadequate internal controls and governance arrangements relating to regulatory reporting obligations.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Navigating a Complex World: Best Data Practices in Sanctions Screening

As rising geopolitical uncertainty prompts an intensification in the complexity and volume of global economic and financial sanctions, banks and financial institutions are faced with a daunting set of new compliance challenges. The risk of inadvertently engaging with sanctioned securities has never been higher and the penalties for doing so are harsh. Traditional sanctions screening...

BLOG

SEC’s 2026 Examination Priorities – 10 Notable Changes

The U.S. Securities and Exchange Commission (SEC) has released its Examination Priorities for 2026, and while many supervisory themes continue from 2025, the tone and structure of the new document reflect a decisive pivot. After years of rapid organisational expansion and broadening remit, the Division of Examinations is now emphasising consistency, prioritisation and the effective...

EVENT

TradingTech Summit New York

Our TradingTech Summit in New York is aimed at senior-level decision makers in trading technology, electronic execution, trading architecture and offers a day packed with insight from practitioners and from innovative suppliers happy to share their experiences in dealing with the enterprise challenges facing our marketplace.

GUIDE

Entity Data Management Handbook – Fourth Edition

Welcome to the fourth edition of A-Team Group’s Entity Data Management Handbook sponsored by entity data specialist Bureau van Dijk, a Moody’s Analytics company. As entity data takes a central role in business strategies dedicated to making the customer experience markedly better, this handbook delves into the detail of everything you need to do to...