Natixis Investment Managers UK has chosen Redland’s SM&CR Software-as-a-Service (SaaS) solution. The solution will assist Natixis to comply with all elements of the Accountability Regime, including SM&CR, Management Responsibility Maps, Statements of Responsibility, Fitness & Propriety, Certification, Conduct Attestation and Conduct Rule Breaches. Birmingham, UK-based Redland Solutions was acquired by Ideagen in June 2019.
The EU’s Digital Operational Resilience Act (DORA) came into force a year ago, and is reshaping how asset managers, asset owners and fund service providers think about operational risk. While DORA’s focus is squarely on ICT resilience and third-party dependencies, its implications extend deep into core operational processes that are critical to market integrity, investor...
When the UK’s Financial Conduct Authority (FCA) talks about innovation in financial markets, it is often interpreted as guidance for firms and RegTech providers. But one of the lesser-recognised realities – made clear in its recent speech on innovation and human expertise – is that the FCA is itself one of the country’s largest consumers of...
Now in its 9th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
he US may seem to be ahead of the rest of the world in terms of championing the data management cause with the inclusion of reference data focused items in the Dodd-Frank Act, but Europe is not too far behind. Senior European level officials such as European Central Bank (ECB) president Jean-Claude Trichet have taken...