Desktop solutions provider Glue42 has formed an implementation partnership with RocketFin Consulting to help the former extend its capabilities from classic interop into the world of business analytics, insight and process optimization in the field of regulatory compliance, particularly around MiFID II and CAT. Joint customers can expect improved support for common financial procedures and regulations, and extended capabilities from the Glue42 Insights product suite.
Managing off-channel communications – business interactions occurring outside of approved corporate systems – continues to challenge firms’ compliance efforts. The rise of personal messaging apps, social media, and other unmonitored channels – for example, messaging functionality embedded in an order management system – exposes firms to substantial regulatory risk. Enforcement actions by regulatory bodies, such...
A recent webinar hosted by RegTech Insight and sponsored by Smarsh, brought together industry leaders to explore innovative strategies for tackling conduct risk. The panel included Sepehr Irandoost, Head of Global Surveillance Effectiveness and Efficiency, Bank of America; Marili Anderson, Head of Compliance, Rabobank; Theo Hill, Senior Director of Product Management, Smarsh. Managing conduct risk...
The AI in Capital Markets Summit will explore current and emerging trends in AI, the potential of Generative AI and LLMs and how AI can be applied for efficiencies and business value across a number of use cases, in the front and back office of financial institutions. The agenda will explore the risks and challenges of adopting AI and the foundational technologies and data management capabilities that underpin successful deployment.
AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...