About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Briefs

DMA Enhances Compliance Control with SteelEye

Subscribe to our newsletter

SteelEye, the compliance technology and data analytics firm, has been selected by South African brokerage SCM DMA, to help the firm improve its MiFID II transaction reporting.

Regulated by the Financial Sector Conduct Authority in South Africa, DMA provides multi-asset execution, prime brokerage, trading technology and portfolio management solutions to institutional clients and their end customers.
 
“We selected SteelEye because we wanted to facilitate MiFIR reporting solutions for certain institutional clients using DMA services. When noting the offering also included Trade Surveillance and Best Execution, we decided to extend the services with SteelEye in order to take full control of our compliance processes, some of which we had partially outsourced,” explains Peter Johnson, Director (Legal & Compliance) at DMA. “With SteelEye, we can meet multiple regulatory requirements within one platform, utilising the same data set, and get enhanced insight into our operations.”

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Sponsored by FundGuard: NAV Resilience Under DORA, A Year of Lessons Learned

The EU’s Digital Operational Resilience Act (DORA) came into force a year ago, and is reshaping how asset managers, asset owners and fund service providers think about operational risk. While DORA’s focus is squarely on ICT resilience and third-party dependencies, its implications extend deep into core operational processes that are critical to market integrity, investor...

BLOG

Re-Architecting Regulatory Reporting with REGnosys and Open Source

Regulatory reporting has long been defined by highly specialized jurisdictional knowledge, templates, spreadsheets, and a significant part of the compliance budget. Regulators publish new requirements, firms interpret them independently, technology teams build extraction and transformation layers, and operations teams reconcile outputs before pushing formatted datasets to supervisory authorities. RegTech Insight sat down with regulatory reporting...

EVENT

Eagle Alpha Alternative Data Conference, London, hosted by A-Team Group

Now in its 8th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

Putting the LEI into Practice

Hundreds of thousands of pre-Legal Entity Identifiers (LEIs) have been issued by pre-Local Operating Units (LOUs) in the Global LEI System (GLEIS), and the standard entity identifier has been mandated for use by regulators in both the US and Europe. As more pre-LEIs are issued ahead of the establishment of the global systems’ Central Operating...