About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Briefs

Delta Capita to Provide CLM to European Unit of Daiwa

Subscribe to our newsletter

Capital markets consulting, managed services and technology firm Delta Capita is to provide its client lifecycle management (CLM) product to investment bank Daiwa Capital Markets Europe.

The investment banking subsidiary of Japanese brokerage Daiwa Securities said Delta’s CLM will help its international clients gain exposure to the Asian nation’s markets at a time of growing demand.

The service offers full management of client onboarding, anti-money laundering, know your customer, risk assessment, screening, ongoing monitoring and periodic review cycles and offboarding.

Capita’s “experience in providing managed services, particularly in CLM, gives us great confidence that we can continue to respond the resurgence of European interest in Japan and continue to support our client base across the region”, said Daiwa Capital Markets Europe chief executive Megan McDonald.

Capita’s CLM was recently complemented with the London-based company’s recent acquisition of LSEG’s CLM technology in May. It works in conjunction with Capita’s Karbon KYC suite of tools.

The LSEG solution is based on Thomson Reuters’ 2013 acquisition of GoldTier Technologies, a provider of client onboarding software. Thomson Reuters Financial and Risk business, of which GoldTier was a part, was later rebranded Refinitiv under the majority ownership of Thomson Reuters and Blackstone, and the whole acquired by LSEG in 2021.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Unpacking Stablecoin Challenges for Financial Institutions

The stablecoin market is experiencing unprecedented growth, driven by emerging regulatory clarity, technological maturity, and rising global demand for a faster, more secure financial infrastructure. But with opportunity comes complexity, and a host of challenges that financial institutions need to address before they can unlock the promise of a more streamlined financial transaction ecosystem. These...

BLOG

Private Markets Growth Exposes Asset Servicing’s Infrastructure Gap

By Toby Glaysher, Chairman, FINBOURNE. Asset servicers face a paradox: winning business in the industry’s fastest-growing segment whilst discovering that growth erodes rather than enhances profitability. Private markets represent both strategic opportunity and operational crisis, exposing fundamental limitations in infrastructure built for a different era. When growth creates problems The expansion into private credit, infrastructure...

EVENT

Eagle Alpha Alternative Data Conference, London, hosted by A-Team Group

Now in its 8th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

GDPR Handbook

The May 25, 2018 compliance deadline of General Data Protection Regulation (GDPR) is approaching fast, requiring financial institutions to understand what personal data they hold, why they process it, and whether it is shared with other organisations. In line with individuals’ rights under the regulation, they must also provide access to individuals’ personal data and...