Regtech firm Compliance.ai has raised raised $3 million in a Series A funding round led by Cota Capital, an existing investor in the company. The funding round brings Compliance.ai’s total funding to $10 million.
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Regtech firm Compliance.ai has raised raised $3 million in a Series A funding round led by Cota Capital, an existing investor in the company. The funding round brings Compliance.ai’s total funding to $10 million.
Unstructured data and text now accounts for the majority of information flowing through financial markets organisations, spanning research content, corporate disclosures, communications, alternative data, and internal documents. While AI has created new opportunities to extract signals, many firms are discovering that value is constrained not by models, but by the quality of the content, architecture,...
Broadridge’s recent announcement that its agentic AI is live in production across more than 40 clients signals a move from capability disclosure to commercial commitment. The firm is now offering two consumption models: a managed services arrangement where Broadridge runs operations end-to-end with the agentic layer on top, and a standalone deployment of the same...
Our TradingTech Summit in New York is aimed at senior-level decision makers in trading technology, electronic execution, trading architecture and offers a day packed with insight from practitioners and from innovative suppliers happy to share their experiences in dealing with the enterprise challenges facing our marketplace.
AI adoption in capital markets has moved into a more disciplined phase. The priority is now controlled deployment: where AI can be used safely, where it can deliver measurable value, and how outputs can be governed, monitored and evidenced. The 2026 edition of the AI in Capital Markets Handbook examines how AI is being applied...