Regtech firm Compliance.ai has raised raised $3 million in a Series A funding round led by Cota Capital, an existing investor in the company. The funding round brings Compliance.ai’s total funding to $10 million.
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Regtech firm Compliance.ai has raised raised $3 million in a Series A funding round led by Cota Capital, an existing investor in the company. The funding round brings Compliance.ai’s total funding to $10 million.
Date: 16 September 2026 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Generative AI is rapidly transforming how employees create, share, and interpret information. From internal copilots drafting client messages to AI tools summarising trading conversations or generating research notes, large language models are increasingly embedded in daily workflows across capital...
Under the EU’s Digital Operational Resilience Act (DORA), NAV has been recast as a resilience capability. That shift framed a recent webinar hosted by A-Team Group’s RegTech Insight and sponsored by FundGuard, which brought together a panel of senior experts to examine what “recoverable NAV” now means in practice. NAV Resilience focus is not about...
Now in its 9th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
AI adoption in capital markets has moved into a more disciplined phase. The priority is now controlled deployment: where AI can be used safely, where it can deliver measurable value, and how outputs can be governed, monitored and evidenced. The 2026 edition of the AI in Capital Markets Handbook examines how AI is being applied...