Baader Bank Selects Broadridge for Regulatory Trade and Transaction Reporting

Baader Bank has extended its relationship with Broadridge Financial Solutions with an agreement to use the vendor’s regulatory trade and transaction reporting solution to ensure a more unified and comprehensive regulatory reporting framework. The bank already uses Broadridge’s front- and middle-office solutions for order management, trading and market connectivity.

Baader Bank offers asset classes including equities, bonds, derivatives, and funds/ETFs, as well as primary market transactions. The Broadridge platform will support the bank in fulfilling evolving requirements across multiple jurisdictions including MiFID, FinfraG, EMIR Refit and SFTR.