RegTech Insight Blogs The latest content from across the platform
Can the RegTech Segment Shrug Off the Collapse of SVB and its Collateral Damage?
The collapse of Silicon Valley Bank (SVB) and the resulting damage to confidence in the banking sector – which may have sparked the unravelling of Credit Suisse – has roiled markets globally. It’s also led to fears about the future of the FinTech and RegTech suppliers. With many suppliers in the California tech space and…
Firms Need a Robust Technology Framework to Manage the Challenges of Market Abuse
By James Causton, Regulatory Sales Consultant, and Darren Lawrence, Compliance Sales Specialist, at SIX. In recent months, the FCA has fined several firms with regards to breaches of market abuse regulation. The increasing focus of the UK’s FCA and other national competent authorities in the EU demonstrate a coordinated focus on improving standards and operational…
Solidatus and Corlytics Map Regulatory Content to Company Processes, Policies, Systems and Controls
Solidatus, provider of a data management solution that allows organisations to connect and visualise data relationships, and Corlytics, a supplier of regulatory risk intelligence that combines innovative technology with legal and industry expertise, have partnered to offer customers of both companies the ability to map regulations from across the globe to their data estates and…
DORA – A Step in the Right Direction but it’s not a Home Run
By Monica Oravcova, Co-Founder & Chief Operating Officer, Naoris Protocol. Cryptocurrency and digital assets such as NFT’s will most definitely be strong contenders for the defining innovation of this decade. Social platforms and connected media have facilitated an exponential growth in the speed at which new technology and ideas are adopted. Growing in tandem with…
Droit Raises $23 Million Funding to Further Develop Consensus-Driven Regulatory Compliance
Droit, provider of the Adept platform that offers consensus-driven regulatory compliance and decision making in real-time as to which interactions are legally permissible across the globe, has closed a $23 million Series B investment in its latest funding round. The investment will be used to expand into wealth management through the development of new products…
Why Data Is at The Heart of Navigating Global Regulatory Divergence
Volker Lainer, VP, Product Management and Regulatory Affairs at GoldenSource. The role of data in financial markets is constantly evolving to fit with trading trends and constant advancements in technology. Back in 2022, we saw new requirements come into force under MiFID II for banks and investment firms to integrate sustainability into their suitability assessments…
A-Team-Sponsored Crostyx Girls U12s Team Leads the Way at In2Hockey County Championships
Crostyx Hockey Club’s Girls Under 12 team succeeded in defending their Essex Champions title last month, coming top of their qualifying table in the In2Hockey County Championships and securing a place at the Regional Championships in Norfolk later this month. A-Team Group is a keen sponsor of Crostyx’s Junior Section, which also saw its Boys…
Free Digital Toolkit Helps Private Equity Integrate ESG
A free digital tool that helps private equity firms integrate ESG into their investment processes is hoped to boost the sustainability performance of a market to which financial institutions have huge exposure. The Investor ESG Toolkit was created by UK-based sustainability consultancy Sancroft to help PE firms identify how their investment and risk strategies stack…
Derivatives Service Bureau Sets Start Date of UPI Service on 29 January 2024
The Derivatives Service Bureau (DSB) has set a start date for the Unique Product Identifier (UPI) service following publication of a CFTC designation order confirming the UPI will be required in recordkeeping and swap data reporting in the US from 29 January 2024. The DSB initially planned to go live with the UPI service in…
FINOS Promotes Industry Standards with Release of Common Domain Model
The Fintech Open Source Foundation (FINOS) has released a long-awaited Common Domain Model (CDM) designed to drive transparent and inclusive industry standards. The model is a result of cross-industry collaboration between FINOS, the International Swaps and Derivatives Association (ISDA), International Capital Market Association (ICMA), and International Securities Lending Association (ISLA). The CDM is integrated into…