RegTech Insight Blogs The latest content from across the platform
Alveo’s Latest ICE Data Integration to Help Banks as Well as Asset Managers
Alveo has expanded its ESG data integration services in one of the first moves by a data management solutions specialist to help its banking and asset management clients meet imminent new European sustainability regulations. The London-headquartered company has integrated Intercontinental Exchange’s (ICE) ESG company data analytics into its data management solution, called Prime. The new integration will enable Alveo customers to access the ESG characteristics…
Clausematch Releases Open-Source Knowledge Graph Framework for Regulatory Reporting
Clausematch has released an open-source digital regulatory knowledge graph aimed at providing the financial regulatory community with a framework to assess how AI and knowledge graph technologies can be applied to reporting. The idea is to encourage regulators to publish their rules and regulations in the form of structured datasets, or knowledge graphs, as with…
Audit Risk Platform Adds ESG Functions of Use to Investors
A regulatory risk assessment platform for UK-based auditors has been upgraded with ESG functions that can be used in financial institutions’ due diligence processes. RegTech provider Ideagen has made it possible for clients to isolate non-financial reporting requirements from a broader checklist of compliance expectations of companies large and small. The functionality has been created…
Vendor Strategy: Datactics Gives Context to ESG Data
One of the chief challenges to successful deployment of ESG data by financial institutions is putting that information into context; it’s almost an unwritten maxim that sustainability data is useless if it can’t be used in conjunction with other data. Often the difficulty is one of matching ESG data and metrics to the entities with…
Are You Ready for the Tide to Change for Compliant Communications?
By Jennie Clarke, Senior Manager at Global Relay, the electronic communications compliance specialists. Regulatory obligation and guidance surrounding the capture, monitoring and surveillance of digital communication channels is far-reaching and increasingly robust. The Financial Conduct Authority’s (FCA) Handbook SYSC 10A, for example, requires firms to “take all reasonable steps to record telephone conversations, and keep…
Corlytics Buys SparQ from ING in €5 million Deal
Dublin-based Corlytics has acquired ING SparQ, which helps financial institutions identify and implement external regulation more efficiently, in a transaction valued at €5 million. Corlytics will SparQ with its own capabilities to create a unified ‘monitoring to policy’ platform that automates the regulatory change lifecycle and allows firms to update and enforce internal policies and…
Themis Secures £3.1 Million Funding for Financial Crime Platform
Themis, provider of a digital financial crime platform, has secured £3.1 million in its latest Pre-Series A funding. The London-based company raised £1.7 million in a seed round in 2021, and will use the funds to continue development of its automated due diligence platform, Themis Search and Monitoring, that was released in 2020. The platform…
ONE Taps Know Your Customer to Streamline Onboarding Process
UK-based ONE Group, which provides trading and other financial services across digital and fiat currencies, has selected Know Your Customer to help streamline client onboarding. Formerly known as AIM, ONE rebranded to reflect the seamless integration of its trading and payments solutions for corporate clients across crypto and foreign exchange. The company, established in 2017,…
Direct Lenders Seek More Data to Develop ESG Market
Direct lending funds’ ambitions to invest more heavily into sustainable projects are being hindered by a shortage of good quality ESG data. The pools of capital, which have grown in popularity as banks pull away from middle-market corporate borrowers, are looking to up their lending to ESG-linked companies and projects. According to a survey by…
EU Regulatory Priorities for 2023, According to our Brussels Insider
Higher Interest Rates, A Volatile Crypto-Asset Environment and the Growth of Opaque Non-Bank Institutions Challenge Central Banks and Regulators in the EU. These were the opening remarks of Dr. David Doyle, an EU financial services regulatory expert, and frequent speaker at A-Team Group conferences, when we met up with him early in the New Year…