As financial markets continue to evolve, regulatory change management has become an essential yet complex task for financial institutions. The challenge lies in continuously monitoring, managing, and adapting to both minor and major adjustments in regulatory obligations. This year, the pressure is particularly high with significant upgrades to EMIR Refit, MiFID II, and MiFIR, among others.
To explore the current landscape of regulatory change management, identifying key challenges and practical solutions, RegTech Insight from A-Team Group is hosting its webinar, Practical Considerations for Regulatory Change Management, on September 18 where an expert panel will review these regulatory challenges and best practice approaches.Nicole Hansen, Director in Risk at NatWest Group, brings over 20 years of experience in digital transformation and regulatory compliance. Linda Gibson, Director and Head of Regulatory Change at BNY Mellon | Pershing EMEA, will provide insights on the practical aspects of managing regulatory change, particularly in the context of EU and UK amendments.
Priscilla Gaudoin, Head of Risk & Compliance at Ruleguard, will share her extensive knowledge in governance, risk, and compliance, drawing from her 30-year career in the financial services industry.
We’ll review current regulatory updates such as EMIR Refit, MiFID II, and MiFIR, and what these changes mean for your organization. The panel will discuss the specific obligations these regulations impose, and the strategies firms should adopt to meet impending deadlines. Learn about the potential legal and operational consequences of missing these crucial deadlines.
Discover how successful compliance teams effectively collaborate across different departments, including, legal, HR, and operations, to ensure a smooth regulatory change management process.
The panel will share insights into how firms are tackling the data management challenges that come with regulatory changes and will explore best practices for establishing robust governance frameworks. These frameworks are essential for detecting, assessing, and integrating regulatory changes into your firm’s controls in a timely and effective manner.
Explore the latest RegTech tools and services that have proven effective in managing regulatory changes. The panel will provide real-world examples of how these tools have been successfully implemented in various organizations, helping to streamline processes and reduce the compliance burden. Whether you are considering adopting new technologies or upgrading existing systems, this session will offer practical guidance on selecting and utilizing the right RegTech solutions for your needs.
Uncover the potential of machine learning and AI to transform regulatory change management. The panel will delve into how these advanced technologies are easing the burden of compliance by automating complex processes and improving efficiency.
Understand what ‘good’ looks like in the context of regulatory change management. The panel will discuss the operational and business benefits that come with getting regulatory change management right, from reduced risk and improved efficiency to enhanced reputation and competitive advantage.
Additionally, learn about the penalties and risks associated with non-compliance, and why it is critical for your organization to take a proactive approach to regulatory change management. Gain actionable takeaways on how to ensure your firm is not only compliant but also strategically positioned to thrive in an increasingly regulated environment.
Don’t miss out on this opportunity to learn about the best practices for bringing regulatory change management under control and the significant benefits of getting it right.
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