About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

The IMS Group Hires Gartmore Compliance Manager

Subscribe to our newsletter

The IMS Group (IMS), the leading regulation and compliance consultant, has hired Kim Ellis, a former senior compliance monitoring manager from Gartmore, to its Projects team.

In her new role at IMS, Kim will specialise in wholesale financial markets compliance, and will cover conduct of business, client assets, collective investment schemes and market conduct.

At Gartmore Kim conducted comprehensive and independent compliance and risk monitoring across the company.

IMS has recently doubled the size of its Regulatory Transactions team, which deals with FSA applications, variations of permission, change of control and change of legal status amongst other things, based on the strong demand for those services.

IMS has seen a year of rapid growth, including the acquisition of compliance consultancy MMS Regulatory Solutions in February, which brought further regulatory expertise to IMS. The acquisition, and new hires, have prompted the firm to move to larger offices, on Jermyn Street, London, to accomodate the growing team.

Michel van Leeuwen, group chief executive, IMS, says: “We are on a fast growth trajectory and are always seeking high calibre individuals to strengthen our existing talent. Kim’s experience will make her a valuable addition to the Projects team. ”

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Data Governance

A-Team Group editor, Sarah Underwood, is joined by Dennis Slattery of EDMworks for a Q&A session to address the following: How to implement better data governance and workflow amidst data inconsistencies and duplication, challenging regulatory demands, organisational overlaps, varied documentation standards, and other challenges. About Dennis Dennis Slattery, CEO of consulting and training firm EDMworks,...

BLOG

Fenergo Adds Senior Product Leads to Sharpen AI driven CLM and Financial Crime Roadmap

Fenergo has appointed three experienced product leaders – Sharon Bodkin (VP, Banking Product), Neil D’Rosario (VP, Buyside Product) and Adam McLaughlin (Director, Financial Crime Product) – to advance its client?lifecycle management (CLM) and financial?crime portfolio. The roles are effective immediately and align with the company’s push to let financial institutions manage CLM and financial?crime tasks...

EVENT

Eagle Alpha Alternative Data Conference, London, hosted by A-Team Group

Now in its 8th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

Dealing with Reality – How to Ensure Data Quality in the Changing Entity Identifier Landscape

“The Global LEI will be a marathon, not a sprint” is a phrase heard more than once during our series of Hot Topic webinars that’s charted the emergence of a standard identifier for entity data. Doubtless, it will be heard again. But if we’re not exactly sprinting, we are moving pretty swiftly. Every time I...