Soliton has appointed Carole Mahoney as director of UK sales, replacing Carl Jones who left the company at the end of May. Mahoney joined Soliton in 2002 from Reuters where she spent over a decade in sales, marketing and product management.
Market abuse – unlawful disclosure of inside information, insider trading, circular trading, “pump and dump” schemes, etc. – poses significant threats to the integrity of capital markets. In 2024, global trading house Trafigura agreed to pay a $55 million fine to the U.S. Commodity Futures Trading Commission (CFTC) for trading with non-public information, manipulating a...
What makes a business chief tick? How did they get to where they are today, and what bumps did they experience along the way? We speak to Claudio Salinardi, Executive Vice President & General Manager of Wolters Kluwer’s Finance, Risk & Reporting business, to find out… 1. What was your journey to becoming General Manager...
Now in its 10th year, RegTech Summit London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to innovate the compliance function and response.
Six months after Markets in Financial Instruments Directive II (MiFID II) went live, how compliant is your organisation? If you took a tactical approach to cross the compliance line on January 3, 2018, how are you reviewing and renewing systems to take a more strategic approach and what are the business benefits of doing so?...