About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Regulatory Oversight Committee of the LEI Calls for Final Comments on Fund Relationships

Subscribe to our newsletter

The Regulatory Oversight Committee (ROC) of the Legal Entity Identifier (LEI) is calling for final comments on a second consultation document on fund relationships in the Global LEI System (GLEIS) by Monday January 14, 2019. The consultation follows an initial review of fund relationships towards the end of 2017 and is aimed at making sure the implementation of relationship data is consistent across the GLEIS and facilitating standardised collection of fund relationship information at a global level.

The issue of how fund relationships should be represented in the GLEIS has been an ongoing issue since the introduction of the LEI over five years ago. The second consultation document

details proposals for a limited update to the way fund relationships are recorded in the GLEIS and suggests the aims of consistent relationship data across the GLEIS and standardised collection of fund relationship data can be achieved by providing a definition for each fund relationship and better aligning the data structure with the structure for direct and ultimate accounting parent entities defined in a ROC report published in March 2016.

Responses to a questionnaire annexed to the second consultation document must be made by January 14, 2019 and will inform the final version of the policy framework for fund relationships that the ROC will approve for implementation by the Global LEI Foundation (GLEIF). Implementation will not take place before January 2020.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: The Data Office at a Crossroads — AI Governance, Organisational Design, and the Evolving Mandate of the CDO

Who owns AI governance in a capital markets firm – and is the Data Office structured to bear that weight? These questions sit at the heart of A-Team Research’s latest findings, presented here for the first time: the combined results of two landmark surveys examining the role of the Data Office in AI governance and...

BLOG

Duco Agentic Maturity for Reconciliation Benchmark Offers AI Adoption Map

Financial services companies and institutions are moving in large numbers along the road to agentic artificial intelligence maturity of their reconciliation processes. But many are caught in the no-man’s land between pilot and production as they grapple with the realities of operationalising models and agents. An inability to adequately assess AI before implementation, difficulties in...

EVENT

ExchangeTech Summit London

A-Team Group, organisers of the TradingTech Summits, are pleased to announce that the second ExchangeTech Summit London will take place in May 2027. This dedicated forum brings together operators of exchanges, alternative execution venues and digital asset platforms with the ecosystem of vendors driving the future of matching engines, surveillance and market access.

GUIDE

AI in Capital Markets Handbook 2026

AI adoption in capital markets has moved into a more disciplined phase. The priority is now controlled deployment: where AI can be used safely, where it can deliver measurable value, and how outputs can be governed, monitored and evidenced. The 2026 edition of the AI in Capital Markets Handbook examines how AI is being applied...