About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Regulatory Oversight Committee of the LEI Calls for Final Comments on Fund Relationships

Subscribe to our newsletter

The Regulatory Oversight Committee (ROC) of the Legal Entity Identifier (LEI) is calling for final comments on a second consultation document on fund relationships in the Global LEI System (GLEIS) by Monday January 14, 2019. The consultation follows an initial review of fund relationships towards the end of 2017 and is aimed at making sure the implementation of relationship data is consistent across the GLEIS and facilitating standardised collection of fund relationship information at a global level.

The issue of how fund relationships should be represented in the GLEIS has been an ongoing issue since the introduction of the LEI over five years ago. The second consultation document

details proposals for a limited update to the way fund relationships are recorded in the GLEIS and suggests the aims of consistent relationship data across the GLEIS and standardised collection of fund relationship data can be achieved by providing a definition for each fund relationship and better aligning the data structure with the structure for direct and ultimate accounting parent entities defined in a ROC report published in March 2016.

Responses to a questionnaire annexed to the second consultation document must be made by January 14, 2019 and will inform the final version of the policy framework for fund relationships that the ROC will approve for implementation by the Global LEI Foundation (GLEIF). Implementation will not take place before January 2020.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Building a Semantic Layer for Your Enterprise Data Estate

The democratisation of data has encouraged engineers to think about how to make their data estates more accessible and useable for non-technical business end-users. Translating intention into data action requires careful configuration that enables consumers to mine insight, analytics and value without having to use precise technical terminology. Data engineers achieve this through semantic layers,...

BLOG

Daloopa Harnesses Cutting-Edge Tech to Turbocharge Venerable Software

Financial data and automation specialist Daloopa has incorporated the latest artificial intelligence technology into tech from last century to accelerate the search from alpha among equity investors. The US-based startup has built Daloopa Scout, an agent that bolts onto researchers’ Excel software and builds investment models from scratch. Further, the agent is designed to work...

EVENT

ExchangeTech Summit London

A-Team Group, organisers of the TradingTech Summits, are pleased to announce the inaugural ExchangeTech Summit London on May 14th 2026. This dedicated forum brings together operators of exchanges, alternative execution venues and digital asset platforms with the ecosystem of vendors driving the future of matching engines, surveillance and market access.

GUIDE

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...