With 53,000 new regulations in 2017 alone, the sheer volume of numbers in the regtech industry is overwhelming. Taken from the highly successful second annual RegTech Summit 2018 held in London in October 2018, the following graphic pulls out the most compelling facts, figures, quotes and costs to come out of the day’s discussions – giving a clear and concise overview of the current state of the industry and its exciting growth prospects.
As rising geopolitical uncertainty prompts an intensification in the complexity and volume of global economic and financial sanctions, banks and financial institutions are faced with a daunting set of new compliance challenges. The risk of inadvertently engaging with sanctioned securities has never been higher and the penalties for doing so are harsh. Traditional sanctions screening...
As of mid-February 2026, the European Securities and Markets Authority’s (ESMA) MiFIR reporting webpage continues to indicate that a dedicated test environment for updated transparency messages would open in February, with exact dates to be confirmed in January. No detailed testing calendar has been published at the time of writing. The result is a compressed...
Now in its 3rd year, the AI in Capital Markets Summit returns with a focus on the practicalities of onboarding AI enterprise wide for business value creation. Whilst AI offers huge potential to revolutionise capital markets operations many are struggling to move beyond pilot phase to generate substantial value from AI.
In these unprecedented times, a carefully crafted trading infrastructure is crucial for capital markets participants. Yet, the impact of trading regulations on infrastructure can be difficult to manage. The Trading Regulations Handbook 2021 can help. It provides all the essentials you need to know about regulations impacting trading operations, data and technology. A-Team Group’s Trading...
