With 53,000 new regulations in 2017 alone, the sheer volume of numbers in the regtech industry is overwhelming. Taken from the highly successful second annual RegTech Summit 2018 held in London in October 2018, the following graphic pulls out the most compelling facts, figures, quotes and costs to come out of the day’s discussions – giving a clear and concise overview of the current state of the industry and its exciting growth prospects.
The EU’s Digital Operational Resilience Act (DORA) came into force a year ago, and is reshaping how asset managers, asset owners and fund service providers think about operational risk. While DORA’s focus is squarely on ICT resilience and third-party dependencies, its implications extend deep into core operational processes that are critical to market integrity, investor...
For capital markets firms, the regulatory communications archive has become more complex as trading and client interactions now span voice, chat, collaboration tools, mobile channels and more, requiring firms to capture, structure, retain and evidence a fuller communications trail across fragmented systems. This complexity is forcing firms to look beyond recording as a retention obligation...
Buy AND Build: The Future of Capital Markets Technology London examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.
AI adoption in capital markets has moved into a more disciplined phase. The priority is now controlled deployment: where AI can be used safely, where it can deliver measurable value, and how outputs can be governed, monitored and evidenced. The 2026 edition of the AI in Capital Markets Handbook examines how AI is being applied...
