Harvey Rand has joined New Jersey-based Principia Partners as executive vice president of sales and customer relationship management. A veteran of Summit Systems, Fusion Systems and Sybase, Rand was previously at learning software provider Zoologic. Principia provides front-to-back-office systems for capital markets.
MiFID II is a far-reaching regulatory directive, years in the works, but now just a few short months from taking effect on January 3. The European Union regulation will have global impact, in areas including unbundling payments for asset management research, allowing systematic internalizers latitude to handle more types of instruments, data management methods and...
By Jeffrey Britell, Senior Vice President – Global Network Services, IPC Systems. In the past 20 years, electronic trading technology has opened up what was a largely interbank domain to a much broader financial community that includes investment managers, buy-side and retail firms and increasingly, non-traditional, technology-led firms. From the early days of order management...
Now in its 3rd year, the AI in Capital Markets Summit returns with a focus on the practicalities of onboarding AI enterprise wide for business value creation. Whilst AI offers huge potential to revolutionise capital markets operations many are struggling to move beyond pilot phase to generate substantial value from AI.
Welcome to the inaugural edition of the A-Team Regulatory Data Handbook. We trust you’ll find this guide a useful addition to the resources at your disposal as you navigate the maze of emerging regulations that are making ever more strenuous reporting demands on financial institutions everywhere. In putting the Handbook together, our rationale has been...