About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Overnight Trading Specialist Blue Ocean to Deploy S3 for CAT Reporting

Subscribe to our newsletter

Blue Ocean Technologies’ Blue Ocean ATS trading platform has selected S3, a regulatory reporting and trading analytics provider, for reporting to the US Consolidated Audit Trail (CAT). Blue Ocean Technologies specialises in global afterhours trading.

According to Matthew Horisk, Chief Information & Operating Officer for Blue Ocean Technologies, “Utilizing S3’s CAT Reporting Service will be a key component in scaling Blue Ocean ATS to meet increased volumes. Having recently expanded our services, with our newest development to support retail broker Robinhood’s 24 Hour Market, we are leaning on partners like S3 that can streamline our processes and add more efficiencies.”

Blue Ocean Technologies makes trading possible during US overnight trading hours. Blue Ocean Technologies’ US broker dealer subsidiary, Blue Ocean ATS, LLC, and its trading system Blue Ocean Alternative Trading System (BOATS), currently trade US National Market System (NMS) stocks from 8:00 pm to 4:00 am Eastern Time from Sunday to Thursday.

S3 provides trade analysis tools such as Global Best Ex & TCA for Options, Equities, and Fixed Income, as well as regulatory reporting tools for Trade Surveillance, SEC Rules 605 and 606 reporting, Consolidated Audit Trail (CAT) reporting, and MiFID II / MiFIR transaction reporting.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: GenAI and LLM case studies for Surveillance, Screening and Scanning

As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results – and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and LLMs promise to tackle complexity and volume at a scale never seen before. But...

BLOG

Banks Should Optimise Collateral in 2026 to Lay the Groundwork for Greater Efficiency and Innovation

By James Pike, Chief Revenue Officer and Head of Strategy, Taskize. Collateral teams have been tested in 2025. Banks have weathered multiple bouts of high volatility, including the fallout from ‘Liberation Day’ and sell-offs over fears of a possible AI bubble. Sharp spikes in volatility across multiple asset classes have the potential to disrupt collateral...

EVENT

RegTech Summit London

Now in its 9th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

RegTech Suppliers Guide 2020/2021

Welcome to the second edition of A-Team Group’s RegTech Suppliers Guide, an essential aid for financial institutions sourcing innovative solutions to improve their regulatory response, and a showcase for encumbent and new RegTech vendors with offerings designed to match market demand. Available free of charge and based on an industry-wide survey, the guide provides a...