About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

OTCFin Builds Out Managed Services and Regulatory Solutions

Subscribe to our newsletter

OTCFin, a provider of risk and portfolio data management solutions, is building out its managed services offering and delivering regulatory compliance solutions based on its expertise in analytics, risk and performance data generation, integration and aggregation. The company’s first compliance engine is designed to meet the requirements of Solvency II and can be provided as either an in-house solution or a managed service.

Founded in 1990, OTCFin initially offered consultancy services to institutional investors and alternative investment managers. Its aim was to help customers integrate in-house and third-party solutions, and build out enterprise data infrastructure to support portfolio and risk management.

More recently, the company has productised some of the custom solutions developed during consultancy projects to offer a product portfolio including the PATOne Suite, which integrates risk and performance data and reporting activities throughout the investment process, as well as enterprise data management, analytics and reporting products. It also offers a hosted data management services, with a focus on data transparency across both products and services.

Joseph Ohayon, managing director at OTCFin, explains: “We build tailored platforms using best-in-class solutions and support asset classes from equities to sophisticated fixed income instruments. We also offer a hosted data management service that processes client holdings data and enriches it with requested market and analytics data, while performing data quality checks. Large financial institutions may prefer to work with us on in-house data and risk management solutions, but the hosted service is gaining traction among small and medium-sized firms.”

OTCFin’s first, but not last, foray into regulatory compliance is a solution for Solvency II that can be implemented in-house or accessed as a managed service. Ohayon says: “Solvency II is a by-product of risk management, so we have leveraged our business and technology capabilities to deliver a solution. If you have the right data infrastructure, computation and stress testing, reporting for Solvency II should not be too much of a challenge and you also have the basis for compliance with other regulations.”

Ohayon expects the managed service for Solvency II compliance to find particular favour with small to medium-sized insurance companies and asset managers within the scope of the regulation that do not want to build solutions, but do need to source Solvency II datasets and reporting capabilities. The company is already working with a few European clients that will use the managed service and expects more to subscribe as the Solvency II deadline of 1 January 2016 approaches. It is also considering other regulations it could support, such as AIFMD and Form PF. Looking forward, Ohayon suggests OTCFin will increase its commitment to managed services with the aim of providing more services at a competitive cost.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best practice approaches to data management for regulatory reporting

Effective regulatory reporting requires firms to manage vast amounts of data across multiple systems, regions, and regulatory jurisdictions. With increasing scrutiny from regulators and the rising complexity of financial instruments, the need for a streamlined and strategic approach to data management has never been greater. Financial institutions must ensure accuracy, consistency, and timeliness in their...

BLOG

A First for RegTech: Corlytics Achieves ISO 42001 Certification for AI Governance

Dublin-based Corlytics has become the first RegTech company to achieve ISO/IEC 42001 certification, positioning the firm among a select group of global technology companies certified to stringent international standards for AI governance. ISO 42001 aligns closely with evolving regulatory frameworks such as the EU AI Act and the UK National AI Strategy. The standard includes...

EVENT

TradingTech Summit MENA

The inaugural TradingTech Summit MENA takes place in November and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions in the region.

GUIDE

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...