Recent press reports suggest that MiFID’s implementation deadline will be pushed back to November 2007. EU member allegedly met on October 21 to discuss pushing back the deadline.
Meanwhile, Investit, a buy-side consultancy, has warned that asset managers are unprepared for MiFID.
Communications surveillance is fundamental to compliance, challenging to implement, and complex to sustain. Has your organisation got it right, or are you struggling to move on from a tactical approach put in place to satisfy Markets in Financial Instruments Directive II (MiFID II) to a more strategic solution? And how are you ensuring vigilance against...
By Swati Bhatia, head of fixed income, financial information at SIX. Sovereign bond issuance across the OECD’s member countries is predicted to have reach a record US$17 trillion at the end of last year, a scale of borrowing that would have seemed mind-boggling only a few years ago. On the corporate debt side, the total...
Now in its 9th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
AI adoption in capital markets has moved into a more disciplined phase. The priority is now controlled deployment: where AI can be used safely, where it can deliver measurable value, and how outputs can be governed, monitored and evidenced. The 2026 edition of the AI in Capital Markets Handbook examines how AI is being applied...
