About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

DTCC Hires Ex-Merrill COO Peiffer as Managing Director and General Auditor

Subscribe to our newsletter

Originally appeared in MiFID Monitor

The Depository Trust and Clearing Corporation (DTCC) has hired ex-Merrill Lynch chief operating officer for global compliance Robert Peiffer as managing director and general auditor. He will lead the internal audit activities of the DTCC and its global subsidiaries, with international responsibility.

Peiffer will be based in New York and report to the chairman of the DTCC audit committee. He replaces Lori Zivny, who left the firm in June.

Prior to his appointment, Peiffer was at Merrill Lynch for nine years in various compliance roles. Before this, he worked for UBS and Bank of America in internal audit roles.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: The evolution of market surveillance across sell-side and buy-side firms

Market surveillance is crucial, and in many cases a regulatory requirement, to ensuring orderly securities markets and sustaining confidence in trading. It can be breached and has become increasingly complex in the wake of the Covid pandemic, Brexit, and the emergence of new asset classes. This webinar will review the extent of market abuse in...

BLOG

Juniper Square Seeks to Democratise Private Markets with Data

Juniper Square has, from a virtual standing start, become one of the fastest-growing providers of data and investor services to private-market participants. Earlier in the summer it received a US$130 million series D capital injection that underscored its prospects and valued the company within unicorn territory. That’s unsurprising for a company whose platform has, since...

EVENT

TradingTech Summit London

Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

Regulatory Data Handbook – Third Edition

Need to know all the essentials about the regulations impacting data management? Welcome to the third edition of our A-Team Regulatory Data Handbook which provides all the essentials about regulations impacting data management. A-Team’s series of Regulatory Data Handbooks are a great way to see at-a-glance: All the regulations that are impacting data management today...