About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

DTCC Hires Ex-Merrill COO Peiffer as Managing Director and General Auditor

Subscribe to our newsletter

Originally appeared in MiFID Monitor

The Depository Trust and Clearing Corporation (DTCC) has hired ex-Merrill Lynch chief operating officer for global compliance Robert Peiffer as managing director and general auditor. He will lead the internal audit activities of the DTCC and its global subsidiaries, with international responsibility.

Peiffer will be based in New York and report to the chairman of the DTCC audit committee. He replaces Lori Zivny, who left the firm in June.

Prior to his appointment, Peiffer was at Merrill Lynch for nine years in various compliance roles. Before this, he worked for UBS and Bank of America in internal audit roles.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Unpacking Stablecoin Challenges for Financial Institutions

The stablecoin market is experiencing unprecedented growth, driven by emerging regulatory clarity, technological maturity, and rising global demand for a faster, more secure financial infrastructure. But with opportunity comes complexity, and a host of challenges that financial institutions need to address before they can unlock the promise of a more streamlined financial transaction ecosystem. These...

BLOG

New Data Partnership Approach Urged for Investors in SimCorp Report

Investment managers must take a fresh approach to data management, stressing trusted partnerships with outside expertise over traditional outsourcing models, as they seek to adapt to a rapidly changing economic landscape, a report has urged. The binary build-versus-buy strategy that has been the basis of innovation adoption for decades has been upended by advances in...

EVENT

Eagle Alpha Alternative Data Conference, London, hosted by A-Team Group

Now in its 8th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

Enterprise Data Management, 2009 Edition

This year has truly been a year of change for the data management community. Regulators and industry participants alike have been keenly focused on the importance of data with regards to compliance and risk management considerations. The UK Financial Services Authority’s fining of Barclays for transaction reporting failures as a result of inconsistent underlying reference...