About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

DTCC Hires Ex-Merrill COO Peiffer as Managing Director and General Auditor

Subscribe to our newsletter

Originally appeared in MiFID Monitor

The Depository Trust and Clearing Corporation (DTCC) has hired ex-Merrill Lynch chief operating officer for global compliance Robert Peiffer as managing director and general auditor. He will lead the internal audit activities of the DTCC and its global subsidiaries, with international responsibility.

Peiffer will be based in New York and report to the chairman of the DTCC audit committee. He replaces Lori Zivny, who left the firm in June.

Prior to his appointment, Peiffer was at Merrill Lynch for nine years in various compliance roles. Before this, he worked for UBS and Bank of America in internal audit roles.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Are you ready for General Data Protection Regulation (GDPR)?

The data management challenges of General Data Protection Regulation (GDPR) are significant and must be tackled soon to ensure compliance in just over a year on 25 May 2018. The regulation makes many extensions to existing European data privacy rules, adds new obligations and pitches fines for non-compliance at up to 4% of turnover. Listen...

BLOG

Exegy Partners TNS to Deliver Global FX Trading Platform

Market data normalisation and distribution technology provider Exegy is working with managed data communications and interoperability specialist Transaction Network Services (TNS) to create a global FX trading platform. The partnership will combine Exegy’s Trade Port FX, which delivers normalised FX market data and execution services, and TNS’ market connectivity and hosting solutions to offer a...

EVENT

Data Management Summit London

Now in its 16th year, the Data Management Summit (DMS) in London brings together the European capital markets enterprise data management community, to explore how data strategy is evolving to drive business outcomes and speed to market in changing times.

GUIDE

Risk & Compliance

The current financial climate has meant that risk management and compliance requirements are never far from the minds of the boards of financial institutions. In order to meet the slew of regulations on the horizon, firms are being compelled to invest in their systems in order to cope with the new requirements. Data management is...