About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Broadridge Appoints Veteran Carey to Head Securities Processing Business

Subscribe to our newsletter

Broadridge Financial Solutions has appointed Tom Carey as president of its international securities processing solutions business. He will report directly to John Hogan, president and chief operating officer of Broadridge Financial Solutions.

In his new role, Carey will be responsible for all aspects of Broadridge’s international securities processing business, which includes the international securities processing solution, Gloss, with its local market solutions for the UK, Japan and Hong Kong, as well as its international Swift interface. Other products and services include the UK private client solution, Tarot; the Switzerland-based private banking solution, STB2; the Australian domestic securities platform, Summit; an international Swift bureau and various market specific services such as the FITAS German tax solution. The international business maintains local offices in London, New York, Frankfurt, Geneva, Prague, Tokyo, Hong Kong, Sydney and Hyderabad.

In addition to his new appointment, Carey will also continue to have overall responsibility for Ridge Clearing & Outsourcing Solutions, Broadridge’s clearing and outsourcing services business for the UK.

Carey’s career at Broadridge, formerly the Brokerage Services Group of Automatic Data Processing, has spanned 18 years. Most recently he established Broadridge’s clearing and outsourcing operations in the UK, Ridge Clearing & Outsourcing Solutions. Prior to that he held the position of chief operating officer for Securities Processing Solutions, International, Broadridge, for four years, a role in which his responsibilities included strategy, business development, product direction and internal planning. Before that, he held management positions with responsibility for international development and technology.

“The international markets are very important to the strategic growth plans of Broadridge,” said Hogan. “Tom has consistently demonstrated the leadership and client-centric qualities that will enable us to grow our business internationally, and I wish him every success.”

Carey replaces Elizabeth Lake, who plans to continue her various advisory roles within the financial services industry and will work with Broadridge in this capacity as well.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best practice approaches to data management for regulatory reporting

Effective regulatory reporting requires firms to manage vast amounts of data across multiple systems, regions, and regulatory jurisdictions. With increasing scrutiny from regulators and the rising complexity of financial instruments, the need for a streamlined and strategic approach to data management has never been greater. Financial institutions must ensure accuracy, consistency, and timeliness in their...

BLOG

Busy NeoXam Takes Aim at Private Market Data Challenges

It’s been a busy first half for French data and portfolio management technology provider NeoXam, with expansion of its Australian operations, an addition to its management team and strengthened partnerships with established clients. Amidst this busyness has been a focus on providing private-market data capabilities as buy-side firms increase their exposure to alternatives such as...

EVENT

AI in Data Management Summit New York City

Following the success of the 15th Data Management Summit NYC, A-Team Group are excited to announce our new event: AI in Data Management Summit NYC!

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...