About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Broadridge Appoints Veteran Carey to Head Securities Processing Business

Subscribe to our newsletter

Broadridge Financial Solutions has appointed Tom Carey as president of its international securities processing solutions business. He will report directly to John Hogan, president and chief operating officer of Broadridge Financial Solutions.

In his new role, Carey will be responsible for all aspects of Broadridge’s international securities processing business, which includes the international securities processing solution, Gloss, with its local market solutions for the UK, Japan and Hong Kong, as well as its international Swift interface. Other products and services include the UK private client solution, Tarot; the Switzerland-based private banking solution, STB2; the Australian domestic securities platform, Summit; an international Swift bureau and various market specific services such as the FITAS German tax solution. The international business maintains local offices in London, New York, Frankfurt, Geneva, Prague, Tokyo, Hong Kong, Sydney and Hyderabad.

In addition to his new appointment, Carey will also continue to have overall responsibility for Ridge Clearing & Outsourcing Solutions, Broadridge’s clearing and outsourcing services business for the UK.

Carey’s career at Broadridge, formerly the Brokerage Services Group of Automatic Data Processing, has spanned 18 years. Most recently he established Broadridge’s clearing and outsourcing operations in the UK, Ridge Clearing & Outsourcing Solutions. Prior to that he held the position of chief operating officer for Securities Processing Solutions, International, Broadridge, for four years, a role in which his responsibilities included strategy, business development, product direction and internal planning. Before that, he held management positions with responsibility for international development and technology.

“The international markets are very important to the strategic growth plans of Broadridge,” said Hogan. “Tom has consistently demonstrated the leadership and client-centric qualities that will enable us to grow our business internationally, and I wish him every success.”

Carey replaces Elizabeth Lake, who plans to continue her various advisory roles within the financial services industry and will work with Broadridge in this capacity as well.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: The ROI of Data Trust: Quantifying the Business Value of Data Observability

Data is the fuel that keeps modern financial institutions’ motors running but if that data can’t be trusted then the decisions made based upon it, or the uses to which its put, will be compromised. That’s especially important for data that’s fed into artificial intelligence models. If the data isn’t clean, accurate and complete, then...

BLOG

ESMA’s Data Quality Report Signals a Higher Bar for Regulatory Reporting Data

By Michele Hillery, Managing Director, Head of Repository & Derivatives Services at The Depository Trust and Clearing Corporation (DTCC). Regulators across jurisdictions are leveraging trade reporting data as a supervisory resource, using it to monitor risk, assess market activity and inform policy and oversight decisions. As this use becomes more sophisticated, firms face an even...

EVENT

Digital Assets & Tokenisation Briefing, New York

A-Team Group’s Digital Assets & Tokenisation Briefing assembles an exclusive group of CxOs and senior technology innovators. These leading market practitioners and infrastructure providers are collectively building the digital rails and decentralised networks that will power Wall Street 2.0.

GUIDE

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...