A-Team Insight Author: A-Team
FCA Survey Reveals Gaps in Governance and Policy on Non-Financial Misconduct
The U.K. Financial Conduct Authority’s (FCA’s) – Culture and non-financial misconduct survey – highlights challenges, gaps, and key trends in how firms detect, address, and prevent incidents of bullying, harassment, discrimination, and other forms of non-financial misconduct (NFM). Regulators are recognising the negative effects on workplace culture, compliance, and overall trust from these behaviours. The...
Interoperability and Innovation: Building a Unified Defence Against Global Fraud
By Josh Vowles-Dent, Business Strategy and Partnerships Manager, ComplyCube. The global regulatory landscape has become far more demanding over the past few years, leaving firms vulnerable to the costly penalties and reputational damage that come with non-compliance. Regulations have become increasingly complex as a result of the dynamic nature of fraud and its fast-paced evolution....
Ensuring Data Integrity in Finance – A Foundation for Efficiency and Trust
By Neil Sandle, director of product management at Gresham. In today’s financial landscape, data integrity is more than a regulatory requirement — it is the backbone of efficient operations and trustworthy decision making. Ensuring that data remains accurate, consistent, and reliable throughout its lifecycle is essential for financial institutions looking to maintain operational excellence, manage...
Gulf Between AI Ambitions and Capabilities Remains Wide, Surveys Find
Many financial institutions and service providers remain encumbered by creaking technology systems that are preventing many from taking advantage of artificial intelligence (AI) data innovations. Despite organisations’ overwhelming desire to make use of AI to give them a competitive edge, many say also that they lack the data management expertise to adopt applications that are...
Euronext Sees Research Growth Opportunity in Substantive Research Acquisition
Technology has redrawn how investors obtain and buy research, and for many the new landscape is forcing them to reassess their requirements and their tech spend. With more financial regulations on the horizon expected to add yet more complexity to market participants’ research operations, European stock market operator Euronext has seen an opportunity to provide...
Citi Partners with Google Cloud to Advance Digital Strategy with AI and Cloud Integration
Citi has entered a multi-year partnership with Google Cloud to accelerate its digital transformation using cloud technology and artificial intelligence. The collaboration aims to modernise Citi’s technology infrastructure, migrate key workloads to Google’s secure cloud platform, and enhance both employee and client experiences. The agreement includes moving several Citi applications to Google Cloud’s infrastructure, which...
Webinar Preview: Buy-Side Best Practices to Navigate a Challenging Data Landscape
The buy side is facing fresh challenges as rapid digitalisation, shifting geopolitics and economic uncertainty force investors to evolve their investment strategies. While firms are turning to data to make sense of, and react to, these new volatilities, that surge of information is posing its own set of challenges too, particularly on how to manage...
Client Feedback Helping S&P Develop New AI Data Tools
S&P Global Market Intelligence has issued a tranche of new data applications, among the first to be developed under its S&P Capital IQ Pro Labs within the S&P Capital IQ Pro platform, a web-based environment in which clients can access – and offer feedback on – development versions of artificial intelligence-supported tools. The three solutions,...
IPC Systems and Kerv Launch Cloud-Based Compliance Solution for Financial Services
IPC Systems has partnered with Compliance-as-a-Service provider Kerv to introduce a new solution aimed at simplifying regulatory compliance in the financial sector. The collaboration combines IPC’s global trading network and cloud infrastructure with Kerv’s expertise in compliance management, creating a platform that supports multi-channel communications compliance. The new service leverages Kerv’s Compliance Cloud to help...
Saifr Sponsored Webinar Targets Effective Due Diligence for Financial Crime Risk
In a world where regulations shift as rapidly as the tactics of those who seek to undermine them, staying still is not an option. This reality check and its implications was the focal point of a recent RegTech Insight webinar hosted by A-Team Group and sponsored by Saifr that brought together a panel of industry...