About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

AQMetrics Launches Self-Service MiFID II Reporting Solution

Subscribe to our newsletter

Dublin-based AQMetrics, a regulatory risk and compliance specialist, this week launched its first fully self-service Software-as-a-Service (SaaS) solution for MiFID II transaction reporting.

An extension of the firm’s Approved Reporting Mechanism (ARM) solution, the platform allows firms to sign-up online for transaction reporting, self-manage data from multiple sources, avail of smart-validations with real-time error handling, and machine-to-machine reporting to the competent authorities.

Geraldine Gibson-Dautun, CEO of AQMetrics says: “When MiFID II firms sign up for this fully automated MiFID II service they will be experiencing their future customer journey through AQMetrics regulatory approved reporting mechanism and as such will be experiencing a way of reporting MiFID II transactions that will soon become commonplace for all MiFID II firms large and small alike.”

The release follows a number of new initiatives from AQMetrics targeted towards EU investment managers, including the opening of its MiFID II data management, approved reporting mechanism for transaction reporting and three way reconciliation engine up to the wider internet. From August 2019, MiFID II firms will be able to subscribe to AQMetrics regulatory reporting services from their desks.

“As we are not discriminatory here at AQMetrics we’ve decided to make all of our online regulatory reporting available over the web and over the course of this year we will make our self-service premium multi-jurisdictional regulatory reporting platform available online for any firm to subscribe to and use,” says Gibson-Dautun.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: GenAI and LLM case studies for Surveillance, Screening and Scanning

As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results – and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and LLMs promise to tackle complexity and volume at a scale never seen before. But...

BLOG

FinCEN Issues New Guidance on SARs : Less Box-Ticking, More Signal

The Financial Crimes Enforcement Network (FinCEN), together with the Federal Reserve, Federal Deposit Insurance Corporation (FDIC), National Credit Union Administration (NCUA), and the Office of the Comptroller of the Currency (OCC), recently issued new guidance clarifying how financial institutions should approach the filing of Suspicious Activity Reports (SARs), see Frequently Asked Questions Regarding Suspicious Activity...

EVENT

TEST Event page 2

Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

Risk & Compliance

The current financial climate has meant that risk management and compliance requirements are never far from the minds of the boards of financial institutions. In order to meet the slew of regulations on the horizon, firms are being compelled to invest in their systems in order to cope with the new requirements. Data management is...