Eddie Cogan, Partner, Head of eComms Surveillance at ACA Group discusses the evolution of market surveillance, business and operational challenges of market abuse and how to overcome them, the latest technologies available and advice for practitioners working on market surveillance.
The rapid spread of artificial intelligence in the financial industry presents data teams with novel challenges. AI’s ability to harvest and utilize vast amounts of data has raised concerns about the privacy and security of sensitive proprietary data and the ethical and legal use of external information. Robust data governance frameworks provide the guardrails needed...
At the start of the year, the UK switched on a new oversight regime for Critical Third Parties (CTPs) – giving the Bank of England, PRA and FCA direct powers over tech providers whose failure could rattle market stability. The rules and supervisory approach were finalised in November 2024; designations are made by HM Treasury...
Buy AND Build: The Future of Capital Markets Technology London examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.
Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...