About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

A-Team Webinar to Examine Trade Surveillance in Today’s New Normal

Subscribe to our newsletter

A panel of trading surveillance experts will discuss lessons learned and best practices for ensuring compliance in work from home (WFH) environments on A-Team Group’s April 8 webinar: Trade surveillance: Deploying monitoring and surveillance capabilities for today’s new normal. The webinar – sponsored by OneMarketData and ACA Compliance – will discuss the trade surveillance and monitoring challenges brought on by the pandemic, the regulatory requirements and operational responsibilities of firms, and will outline best practices and solutions.

In the last 12 months, widespread working from home has introduced all sorts of new challenges for trading heads and compliance officers. In particular, it has presented new opportunities for market abuse, as bad actors working from home can sidestep traditional surveillance and monitoring methodologies and technologies that are de rigueur in trading room environment.

At the same time, regulators have indicated that their expectations of firms’ ability to monitor their critical trading and investment staff remains undiminished. This being the case, how can more robust monitoring be applied to keep firms safe and to satisfy regulators in what has now become the new normal?

The A-Team webinar features expert panellists from the market surveillance segment: Yasmine Li, Head of EMEA Surveillance at Macquarie Group; Nitzan Solomon, VP, EMEA Head of Surveillance and Financial Crime Technology at Nomura; Dermot Harriss, Senior Vice President – Regulatory Solutions at OneTick; and Michael Lehman, Partner at ACA Group. The group will share their insights on how firms can continue to adapt and evolve their monitoring and surveillance capabilities in this changing landscape.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Unlocking Competitive Edge with Outsourcing and Managed Services in Trading Technology

Outsourcing has emerged as a strategic solution for capital markets firms as trading technology infrastructures become more complex, data volumes grow exponentially, and regulatory pressures intensify. .By leveraging third-party expertise, firms can optimise operations, reduce costs, and focus on innovation in their trading technology stack. Outsourcing potentially enables firms to scale seamlessly, meet regulatory reporting...

BLOG

Options Expands London Operations with New Office at 100 Bishopsgate

Options Technology has opened a second London office at 100 Bishopsgate, expanding its physical presence in the heart of the City’s financial district. The new office complements the firm’s existing Pall Mall location and is designed to support growing demand from sell-side clients and technology partners based in the area. Samuel Farmer, Senior Vice President...

EVENT

RegTech Summit London

Now in its 9th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...