About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

A-Team Group Tags Some Top RegTech Start-Ups

Subscribe to our newsletter
Whether you define RegTech as the application of technological innovation to reduce the burden of regulatory obligations, or the digitisation of regulatory compliance processes, it is promising to play a significant part in solving the compliance conundrum by reducing complexity, cutting costly manual processes and delivering accurate and timely regulatory responses.

Ahead of next week’s A-Team Group RegTech Summit for Capital Markets in London, where we will showcase some potentially influential RegTech solutions, we have curated a list of some of our favourite RegTechs that could prove beneficial to our trading community – just let us know if you should be on the list!

Here they are, in no particular order:

  • SteelEye – Provider of cloud-based data aggregation technology that uses an open application programming interface (API) framework to create a central platform. The platform includes a web interface, data analytics, immutable storage and is data source agnostic. Its application to Markets in Financial Instruments Directive II (MiFID II) covers record keeping, trade reconstruction, transaction reporting and best execution.
  • LEI Smart – This is a New York-based service focused on the MiFID II demand for Legal Entity Identifiers (LEIs) in trading. It provides firms with a range of capabilities for managing LEI data that home-grown systems may not have. Capabilities include monitoring a firm’s LEI registrations, mapping customers and counterparties to LEIs, and raising alerts about LEI updates. LEI Smart will showcase its RegTech solution at A-Team’s New York RegTech Summit on 16 November.
  • Alyne – Alyne is a content centred RegTech and next generation software-as-a-service (SaaS) solution. It enables organisations to mature their cyber security, risk management and compliance capabilities and cost effectively measure maturity across the extended enterprise. It is focused on technology and operational risk, making it relevant to financial regulations. See Alyne at next week’s RegTech Summit in London.
  • FeedStock – Playing well into MiFID II research unbundling requirements, FeedStock uses machine learning to identify and categorise research types, and provides workflow that allows research documents, charts and tables to be stored and organised on a personalised, interactive platform with search, evaluation and collaboration tools for fund managers and analysts. FeedStock analytics supports buy-side firms that must budget and pay accurately for research under MiFID II.
  • Alpha Exchange – Also in the MiFID II research space, Alpha Exchange delivers an end-to-end solution that offers buy-side firms a single platform that aggregates and organises external and internal research content, tracks and analyses research consumption, and allows analysts to collaborate on internal research. On the sell-side, Alpha Exchange offers multiple research distribution strategies and pricing models to facilitate research monetisation under MiFID.
  • Ipushpull – Provider of a cloud service and workflow tools that allow businesses to share data and other information seamlessly, without using email attachments or file sharing. It supports MiFID II research budgeting, allowing users to monitor and track research consumption and optimise budgets. It also supports MiFID II pre-trade transparency around quote dissemination by voice brokers and provides compliance in hours, not months.
  • RegTek Solutions – A provider of managed services hosted in the Amazon cloud for regulatory trade and transaction reporting. RegTek is the new home of the Report-it suite of software controls including Validate.Trade, Reportable.Trade, Load.Trade and Reconcile.Trade. Its mission is to offer cost effective software solutions to firms looking to improve the quality, transparency and control of their regulatory reporting systems. Meet RegTek Solutions at the A-Team RegTech Summit in London next week.
  • Suade – Suade challenges complex, costly and inflexible regulatory compliance processes with technology designed to help achieve continuous compliance, manage costs and easily conduct analysis. The company takes a three-step approach to process improvement: Interpret, see where a bank stands within the regulatory framework; Manage, using Suade tools to manage implementation efficiently and fit within regulations; and Response, maximise business opportunities with proactive solutions. Meet Suade at the A-Team RegTech Summit in London next week.
Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best Practices for Managing Trade Surveillance

The surge in trading volumes combined with the emergence of new digital financial assets and geopolitical events have added layers of complexity to market activities. Traditional surveillance methods often struggle to keep pace with these changes, leading to difficulties in detecting sophisticated market abuses and increased regulatory risk. To address these challenges, financial institutions are...

BLOG

10 Major Financial Regulations Reshaping Capital Markets in 2025 (and How to Stay Ahead of Them)

From sweeping reforms in operational resilience and AI governance to the first-time application of AML obligations to buy-side firms, the scope and depth of regulatory change shows no sign of slowing down in 2025. In this post, we present a selection of the most strategically significant regulations coming into effect or having significant impact on...

EVENT

TradingTech Briefing New York

Our TradingTech Briefing in New York is aimed at senior-level decision makers in trading technology, electronic execution, trading architecture and offers a day packed with insight from practitioners and from innovative suppliers happy to share their experiences in dealing with the enterprise challenges facing our marketplace.

GUIDE

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...