About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Compliance Consultant Partners with Clausematch to Enhance Firms’ Compliance Strategies

Subscribe to our newsletter

Compliance solutions provider Clausematch has forged a strategic partnership with Compliance Consultant, which provides compliance guidance primarily for financial institutions, with a focus on FCA compliance and authorisation. The alliance is aimed at helping clients strengthen current compliance strategies and best practices with advanced policy management and compliance automation solutions.

The two companies plan to help firms that lack the expertise to select the appropriate compliance solutions to meet their needs. According to Compliance Consultant, many SaaS products are expensive, challenging to use, or fail to address the underlying issue.

Compliance Consultant addresses this by offering non-exclusive and best suitable compliance procurement recommendations.

According to Lee Werrell, founder and principal, “At Compliance Consultant, we’re aware of the increasingly high importance of good governance, the adoption of best practices, technology and providing coherent strategies for our clients in the complicated and ever-changing world of financial regulation. And when it comes to financial regulatory compliance, you don’t simply need to be right – you have to record it in the right way. Clausematch’s platform capabilities such as the real-time collaborative editor, the compliance audit trail allows you to precisely evidence every beat of compliance in front of the regulators.”

Claudia Coutinho-De Somma, EMEA Account Executive at Clausematch, says: “We can provide the right tooling to alleviate the pain generally related to document management within a regulated firm, so we’re glad to have the staff at Compliance Consultant see and support the value we can offer, and make the right recommendations to their clients.”

The need for high-quality software for policy management and regulatory compliance is growing. With the FCA Consumer Duty on the horizon, MiCA coming in force in July 2023 and other crypto regulations looming, keeping up with regulatory obligations is becoming more and more challenging.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Managing Off-Channel Communications Compliance

Managing off-channel communications – business interactions occurring outside of approved corporate systems – continues to challenge firms’ compliance efforts. The rise of personal messaging apps, social media, and other unmonitored channels – for example, messaging functionality embedded in an order management system – exposes firms to substantial regulatory risk. Enforcement actions by regulatory bodies, such...

BLOG

Navigating the Evolving Landscape of Trade Surveillance: Key Insights and Best Practices

With regulators sharpening their focus and trading desks pushing ever more complex strategies, a robust trade surveillance capability has become non-negotiable for today’s financial institutions. From spoofing to layering, new market-abuse schemes demand surveillance platforms that blend real-time analytics, machine learning and human insight. A recent webinar, hosted by A-Team Group, brought together a diverse...

EVENT

AI in Data Management Summit New York City

Following the success of the 15th Data Management Summit NYC, A-Team Group are excited to announce our new event: AI in Data Management Summit NYC!

GUIDE

The DORA Implementation Playbook: A Practitioner’s Guide to Demonstrating Resilience Beyond the Deadline

The Digital Operational Resilience Act (DORA) has fundamentally reshaped the European Union’s financial regulatory landscape, with its full application beginning on January 17, 2025. This regulation goes beyond traditional risk management, explicitly acknowledging that digital incidents can threaten the stability of the entire financial system. As the deadline has passed, the focus is now shifting...