About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Compliance Consultant Partners with Clausematch to Enhance Firms’ Compliance Strategies

Subscribe to our newsletter

Compliance solutions provider Clausematch has forged a strategic partnership with Compliance Consultant, which provides compliance guidance primarily for financial institutions, with a focus on FCA compliance and authorisation. The alliance is aimed at helping clients strengthen current compliance strategies and best practices with advanced policy management and compliance automation solutions.

The two companies plan to help firms that lack the expertise to select the appropriate compliance solutions to meet their needs. According to Compliance Consultant, many SaaS products are expensive, challenging to use, or fail to address the underlying issue.

Compliance Consultant addresses this by offering non-exclusive and best suitable compliance procurement recommendations.

According to Lee Werrell, founder and principal, “At Compliance Consultant, we’re aware of the increasingly high importance of good governance, the adoption of best practices, technology and providing coherent strategies for our clients in the complicated and ever-changing world of financial regulation. And when it comes to financial regulatory compliance, you don’t simply need to be right – you have to record it in the right way. Clausematch’s platform capabilities such as the real-time collaborative editor, the compliance audit trail allows you to precisely evidence every beat of compliance in front of the regulators.”

Claudia Coutinho-De Somma, EMEA Account Executive at Clausematch, says: “We can provide the right tooling to alleviate the pain generally related to document management within a regulated firm, so we’re glad to have the staff at Compliance Consultant see and support the value we can offer, and make the right recommendations to their clients.”

The need for high-quality software for policy management and regulatory compliance is growing. With the FCA Consumer Duty on the horizon, MiCA coming in force in July 2023 and other crypto regulations looming, keeping up with regulatory obligations is becoming more and more challenging.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Managing Off-Channel Communications Compliance

Managing off-channel communications – business interactions occurring outside of approved corporate systems – continues to challenge firms’ compliance efforts. The rise of personal messaging apps, social media, and other unmonitored channels – for example, messaging functionality embedded in an order management system – exposes firms to substantial regulatory risk. Enforcement actions by regulatory bodies, such...

BLOG

Navigating the Regulatory Data Labyrinth: Foundations, Collaboration, and the Pursuit of Trust

Regulatory reporting remains a significant challenge for financial institutions, driven by ever-evolving requirements and the sheer volume and complexity of data involved. A recent webinar, hosted by A-Team Group and co-sponsored by Nice Actimize and Derivative Service Bureau, brought together industry experts to discuss best practices in data management for regulatory reporting, offering valuable insights...

EVENT

AI in Capital Markets Summit London

The AI in Capital Markets Summit will explore current and emerging trends in AI, the potential of Generative AI and LLMs and how AI can be applied for efficiencies and business value across a number of use cases, in the front and back office of financial institutions. The agenda will explore the risks and challenges of adopting AI and the foundational technologies and data management capabilities that underpin successful deployment.

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...