MainStreet Partners

Recorded Webinar: Managing Off-Channel Communications Compliance

The compliance challenge around off-channel communications has moved beyond the familiar narrative of WhatsApp messages on personal phones. Today, the real issue confronting firms has become communication sprawl: conversations occurring across messaging apps, collaboration platforms, social media direct messages, personal email, and even messaging tools embedded within trading and workflow applications. Regulators’ expectations focus on...

Find out more

SEC Crypto Proposal Opens a New Funding Route and a New Compliance Cycle

The SEC is proposing new fundraising rules for crypto projects that sell tokens while building a blockchain network or application. Regulation Crypto Assets would allow qualifying developers to raise capital from a broad investor base and support secondary trading through tailored exemptions from Securities Act registration. However, these new freedoms come with additional regulatory burdens....

Read More

Buy AND Build: The Future of Capital Markets Technology

Buy AND Build: The Future of Capital Markets Technology London examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...