The US Securities and Exchange Commission (SEC) is planning a series of virtual peer-to-peer meetups through its Strategic Hub for Innovation and Financial Technology (FinHub), with a focus on engaging the industry to inform regulatory approach. The first theme will be RegTech, with a meeting planned for 6 July, 2020. Anyone currently working on RegTech solutions or implementations is encouraged to attend, and places can be booked here.
As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results – and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and LLMs promise to tackle complexity and volume at a scale never seen before. But...
When Teciem formally launched as a standalone company in early February, it marked the culmination of a process that had been several years in the making. The business, formerly Finastra’s Treasury and Capital Markets (TCM) unit, now operates independently with a singular focus: delivering mission-critical technology for treasury, capital markets, risk management and regulatory compliance....
Our TradingTech Summit in New York is aimed at senior-level decision makers in trading technology, electronic execution, trading architecture and offers a day packed with insight from practitioners and from innovative suppliers happy to share their experiences in dealing with the enterprise challenges facing our marketplace.
Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...