Liquidnet, a technology-driven, global institutional investment network, has appointed Brian Conroy as president. In this role, Conroy will work alongside Liquidnet CEO and founder, Seth Merrin. Conroy brings over three decades of experience in the financial services industry to Liquidnet, joining the company from Fidelity International in London, where he served as president. He will be based in New York and report directly to the CEO.
A-Team Group editor, Sarah Underwood, is joined by Dennis Slattery of EDMworks for a Q&A session to address the following: How to implement better data governance and workflow amidst data inconsistencies and duplication, challenging regulatory demands, organisational overlaps, varied documentation standards, and other challenges. About Dennis Dennis Slattery, CEO of consulting and training firm EDMworks,...
After a series of delays over the last three years, the UK Financial Services Authority (FSA) has finally launched its new enhanced transaction reporting and market surveillance system for the collection of Alternative Instrument Identifier (AII) codes, as required under the upcoming 13 November deadline for the reporting of these new codes. This new identification...
Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
Welcome to A-Team Group’s best read handbook, the Regulatory Data Handbook, which is now in its seventh edition and continues to grow in terms of the number of regulations covered, the detail of each regulation and the impact that all the rules and regulations will have on data and data management at your institution. This...