DSS’ SafetyNet Wins Most Innovative Compliance as a Service Solution at the Recent RegTech Awards 2017

Upcoming Webinar: Managing Off-Channel Communications Compliance

8 May 2025 10:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes Managing off-channel communications – business interactions occurring outside of approved corporate systems – continues to challenge firms’ compliance efforts. The rise of personal messaging apps, social media, and other unmonitored channels – for example, messaging functionality embedded in an order management...

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Upcoming Webinar: Detecting and Preventing Market Abuse

In an era of record-breaking fines and global regulators relentlessly expanding their oversight, preventing market abuse has become a major compliance challenge for financial institutions. In 2024 alone, we witnessed a major trading house settle for $55 million for improper handling of inside information and manipulative trading practices, while a global banking giant faced a...

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ESG Data & Tech Briefing London

The ESG Data & Tech Briefing will explore challenges around assembling and evaluating ESG data for reporting and the impact of regulatory measures and industry collaboration on transparency and standardisation efforts. Expert speakers will address how the evolving market infrastructure is developing and the role of new technologies and alternative data in improving insight and filling data gaps.

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...